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Form Serial No: |
DA20161012000065 |
| 1.
Name of listed corporation: |
China Shengmu Organic Milk Ltd. |
| 2.
Stock code: |
01432 |
| 3.
Class of shares: |
Ordinary Shares |
| 4.
Number of issued shares in class: |
6,354,400,000 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Shao |
| (Other names) |
Genhuo |
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| 8.
Name of director (Chinese): |
邵根夥 |
| 9.
Chinese Character Code: |
673027040129 |
| 12.
Date of relevant event: |
11/10/2016
(dd/mm/yyyy)
|
| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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| 14.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
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Before relevant event
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After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
|
| Long position |
121 |
205 |
205 |
12,700,000 |
HKD |
2.090 |
2.071 |
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| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 1,218,550,000 | 19.18 |
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| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 1,231,250,000 | 19.38 |
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| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| 205 | | Long position | 1,231,250,000 |
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| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Nil | | | | | | | |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
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| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Beijing Zhi Nong Investment Co., Ltd. | Incorporated in the People's Republic of China with its address at Room 1509, Floor 15, Zhong Guan Cun Building, No.27 Zhong Guan Cun Street, Haidian District, Beijing, People's Republic of China | Shao Genhuo | 100.00 | N | | Long position | 1,231,250,000 |
|
| Nong You Co., Ltd. | Incorporated in British Virgin Islands with its address at Jayla Place, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands | Beijing Zhi Nong Investment Co., Ltd. | 100.00 | Y | | Long position | 1,231,250,000 |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 3A: |
12/10/2016
(dd/mm/yyyy)
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| 26.
Number of attachments: |
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