FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20160830000198
1.
Name of listed corporation
:
CSPC Pharmaceutical Group Ltd.
2.
Stock code
:
01093
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
6,051,018,403
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Cai
(
Other names
)
Dong Chen
8.
Name of director (Chinese)
:
蔡東晨
9.
Chinese Character Code
:
559126392525
12.
Date of relevant event
:
26/08/2016
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
124
201
201
80,000,000
HKD
3.980
301
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,852,363,534
31.34
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,852,363,534
30.61
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
201
Long position
86,538,000
205
Long position
1,765,825,534
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Nil
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Key Honesty Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
True Ally Holdings Limited
100.00
Y
Long position
213,929,500
True Ally Holdings Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Cai Dong Chen
100.00
Y
Long position
493,880,000
Massive Giant Group Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Massive Top Limited
100.00
Y
Long position
1,058,016,034
Massive Top Limited
3206, 32/F., Central Plaza, 18 Habour Road, Wan Chai, Hong Kong
March Rise Limited
75.00
N
Long position
1,058,016,034
Massive Top Limited
3206, 32/F., Central Plaza, 18 Habour Road, Wan Chai, Hong Kong
True Ally Holdings Limited
10.00
N
Long position
1,058,016,034
Massive Top Limited
3206, 32/F., Central Plaza, 18 Habour Road, Wan Chai, Hong Kong
北京中宜和合眾投資管理中心(有限合伙)
15.00
N
Long position
1,058,016,034
March Rise Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
True Ally Holdings Limited
40.00
N
Long position
1,058,016,034
March Rise Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
北京中宜和合眾投資管理中心(有限合伙)
60.00
N
Long position
1,058,016,034
True Ally Holdings Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Cai Dong Chen
100.00
N
Long position
1,271,945,534
北京中宜和合眾投資管理中心(有限合伙)
北京中海淀區科學院南路2號C座602單元
Cai Dong Chen
33.33
N
Long position
1,058,016,034
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
30/08/2016
(dd/mm/yyyy)
26.
Number of attachments
:
0