FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20160412000230
1.
Name of listed corporation
:
China Rongzhong Financial Holdings Co. Ltd.
2.
Stock code
:
03963
3.
Class of shares
:
Ordinary
4.
Number of issued shares in class
:
412,509,000
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Wong
(
Other names
)
Jacqueline Yue Yee
8.
Name of director (Chinese)
:
黃悅怡
9.
Chinese Character Code
:
780618781837
12.
Date of relevant event
:
12/04/2016
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
136
205
205
20,234,242
HKD
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
164,040,145
39.77
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
164,040,145
39.77
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
205
Long position
164,040,145
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Nil
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Plenty Boom Investments Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Ace York Investment Management Limited
100.00
N
Long position
10,107,066
Legend Crown International Limited
Akara Building, 24 De Castro Street, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Ace York Investment Management Limited
100.00
N
Long position
10,127,176
Ace York Investment Management Limited
Unit 3091, 39/F, Tower One, Lippo Centre, 89 Queensway, Hong Kong (Hong Kong)
Wong Jacqueline Yue Yee
50.00
Y
Long position
20,234,242
Allied Luck Trading Limited
Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Allied Luck Trust
100.00
N
Long position
143,805,903
Allied Golden Investment Limited
Akara Bldg., 24 De Castro Street, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Aceyork Trust
100.00
N
Long position
143,805,903
Aceyork Investment Limited
Akara Bldg., 24 De Castro Street, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Aceyork Trust
100.00
N
Long position
143,805,903
Ace Solomon Investments Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Allied Golden Investment Limited
50.00
N
Long position
143,805,903
Ace Solomon Investments Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Aceyork Investment Limited
50.00
N
Long position
143,805,903
Goldbond Group Holdings Limited
Unit 3091, 39/F, Tower One, Lippo Centre, 89 Queensway, Hong Kong (Hong Kong)
Allied Luck Trading Limited
30.99
N
Long position
143,805,903
Goldbond Group Holdings Limited
Unit 3091, 39/F, Tower One, Lippo Centre, 89 Queensway, Hong Kong (Hong Kong)
Ace Solomon Investments Limited
25.92
N
Long position
143,805,903
Perfect Honour Limited
PO Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Goldbond Group Holdings Limited
100.00
Y
Long position
143,805,903
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Allied Luck Trust
Addresses of individuals are not displayed.
502
Long position
143,805,903
Aceyork Trust
Addresses of individuals are not displayed.
502
Long position
143,805,903
Aceyork Trust
Addresses of individuals are not displayed.
503
Long position
143,805,903
Ace York Investment Management Limited
Address not displayed
503
Long position
20,234,242
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
12/04/2016
(dd/mm/yyyy)
26.
Number of attachments
: