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Form Serial No: |
DA20030523000038 |
1.
Name of listed corporation: |
HSBC Holdings plc |
2.
Stock code: |
00005 |
3.
Class of shares: |
Ordinary Shares |
4.
Number of issued shares in class: |
10,755,762,558 |
5.
Name of director (English) as printed on HKID/Passport: |
(Surname) |
Aldinger |
(Other names) |
William Frederick |
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8.
Name of director (Chinese): |
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9.
Chinese Character Code: |
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12.
Date of relevant event: |
25/04/2003 (dd/mm/yyyy)
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13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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14.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
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Long position |
130 |
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207 |
40,125 |
HKD |
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15.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 32,658,707 | 0.30 |
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16.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 32,658,707 | 0.30 |
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17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
Code describing capacity | Number of shares |
201 | |
210 | |
207 | |
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18.
Further information in respect of derivative interests in listed corporation: |
Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
Long Position | 409 | 13/09/1995 | 13/09/2004 | 0 | 4.743 | 0.000 | 535,000 |
Long Position | 409 | 07/02/1996 | 07/02/2005 | 0 | 5.094 | 0.000 | 971,025 |
Long Position | 409 | 13/11/1996 | 13/11/2005 | 0 | 7.430 | 0.000 | 971,025 |
Long Position | 409 | 11/11/1997 | 11/11/2006 | 0 | 11.433 | 0.000 | 1,003,125 |
Long Position | 409 | 10/11/1998 | 10/11/2007 | 0 | 14.603 | 0.000 | 1,203,750 |
Long Position | 409 | 09/11/1999 | 09/11/2008 | 0 | 13.715 | 0.000 | 1,337,500 |
Long Position | 409 | 08/11/2000 | 08/11/2009 | 0 | 16.963 | 0.000 | 1,230,500 |
Long Position | 409 | 13/11/2001 | 13/11/2010 | 0 | 18.400 | 0.000 | 1,605,000 |
Long Position | 409 | 12/11/2002 | 12/11/2011 | 0 | 21.368 | 0.000 | 2,140,000 |
Long Position | 409 | 20/11/2003 | 20/11/2012 | 0 | 10.664 | 0.000 | 2,140,000 |
Long Position | 408 | | | | | | 763,250 |
Long Position | 408 | | | | | | 325,010 |
Long Position | 408 | | | | | | 181,124 |
Long Position | 408 | | | | | | 69,465 |
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19.
Further information in relation to interests of children under 18 and/or spouse: |
Name of child/spouse | Number of shares |
Nil | |
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20.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
Nil | | | | | |
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21.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
Nil | | |
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22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
HSBC Employee Benefit Trust | Addresses of individuals are not displayed. | 502 | |
The HSBC (Household) Employee Benefit Trust 2003 | Addresses of individuals are not displayed. | 502 | |
William F Aldinger and Alberta M Aldinger Charitable Foundation | Addresses of individuals are not displayed. | 501 | |
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23.
Further information from a party to an agreement under Section 317: |
Names of other parties | Address | Number of shares |
Nil | | |
Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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24.
Date of filing this Form 3A: |
22/05/2003 (dd/mm/yyyy)
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26.
Number of attachments: |
0 |
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