FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20151120000437
1.
Name of listed corporation
:
China International Capital Corporation Ltd. - H Shares
2.
Stock code
:
03908
3.
Class of shares
:
H Shares
4.
Number of issued shares in class
:
1,520,177,369
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Bonderman
(
Other names
)
David
8.
Name of director (Chinese)
:
9.
Chinese Character Code
:
12.
Date of relevant event
:
18/11/2015
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
136
205
205
171,749,719
HKD
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
171,749,719
12.02
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
171,749,719
11.30
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
205
Long position
171,749,719
Short position
0
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Nil
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
TPG Group Holdings (SBS) Advisors, Inc
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware
David Bonderman
50.00
N
Long position
171,749,719
TPG Group Holdings (SBS), L.P.
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware
TPG Group Holdings (SBS) Advisors, Inc
0.00
N
Long position
171,749,719
TPG Holdings I-A, LLC
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware
TPG Group Holdings (SBS), L.P.
100.00
N
Long position
171,749,719
TPG Holdings I, L.P.
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware
TPG Holdings I-A, LLC
0.00
N
Long position
171,749,719
TPG Asia GenPar V Advisors, Inc.
Maples and Calder, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
TPG Holdings I, L.P.
0.00
N
Long position
171,749,719
TPG Asia GenPar V, L.P.
Maples and Calder, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
TPG Asia GenPar V Advisors, Inc.
0.00
N
Long position
171,749,719
TPG Holdings II-A, LLC
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware
TPG Group Holdings (SBS), L.P.
100.00
N
Long position
171,749,719
TPG Holdings II, L.P.
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware
TPG Holdings II-A, LLC
0.00
N
Long position
171,749,719
TPG Holdings II Sub, L.P.
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware
TPG Holdings II, L.P.
0.00
N
Long position
171,749,719
TPG Capital Advisors, LLC
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware
TPG Holdings II Sub. L.P.
100.00
N
Long position
171,749,719
TPG Capital Mangement L.P.
Corporate Creations Network Inc., 4265 San Felipe, #100. Houston, Texas 77027
TPG Capital Advisors, LLC
0.00
N
Long position
171,749,719
TPG Asia V Delaware L.P.
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware
TPG Asia GenPar V, L.P.
0.00
Y
Long position
171,749,719
TPG Asia V Delaware L.P.
Maples Fiduciary Services (Delaware) Inc., 4001 Kennett Pike, Suite 302, Wilmington, County of New Castle, Delaware
TPG Capital Management L.P.
0.00
Y
Long position
171,749,719
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
20/11/2015
(dd/mm/yyyy)
26.
Number of attachments
:
0