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Form Serial No: |
DA20151005000076 |
| 1.
Name of listed corporation: |
Shangri-La Asia Ltd. |
| 2.
Stock code: |
00069 |
| 3.
Class of shares: |
Ordinary Shares |
| 4.
Number of issued shares in class: |
3,580,024,056 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Kuok |
| (Other names) |
Khoon Chen |
|
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|
| 8.
Name of director (Chinese): |
郭孔丞 |
| 9.
Chinese Character Code: |
675313130015 |
| 12.
Date of relevant event: |
29/09/2015
(dd/mm/yyyy)
|
| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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| 14.
Details of relevant event: |
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|
Relevant event code describing circumstances
|
Code describing capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price per share
|
Average price per share
|
Average consideration per share
|
Consideration code
|
| Long position |
121 |
|
210 |
80,000 |
HKD |
6.780 |
6.769 |
|
|
| |
|
| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 2,624,808 | 0.07 |
|
| |
| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 2,704,808 | 0.08 |
|
| |
| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| 201 | | Long position | 382,000 | | Short position | 0 |
|
| 205 | | Long position | 1,950,194 | | Short position | 0 |
|
| 210 | | Long position | 372,614 | | Short position | 0 |
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| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Long Position | 409 | 23/08/2013 | 22/08/2023 | | 12.110 | | 350,000 |
|
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
|
| |
| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Anak Johore Sdn. Bhd. | 15th Floor, UBN Tower, No. 10 Jalan P. Ramlee, 50250 Kuala Lumpur, Malaysia (Malaysia) | Kuok Khoon Chen (20%) Kuok Khoon Chen (as joint shareholder)(20%) | 40.00 | Y | | Long position | 22,857 | | Short position | 0 |
|
| Formbright Investments Limited | Level 1, Central Bank of Samoa Building, Beach Road, Apia, Samoa (Samoa) | Kuok Khoon Chen | 100.00 | Y | | Long position | 1,672,743 | | Short position | 0 |
|
| Rainbow Twelve (PTC) Limited | Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Kuok Khoon Chen | 33.33 | N | | Long position | 127,297 | | Short position | 0 |
|
| Rightune Limited | The offices of Offshore Incorporations Limited, P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Rainbow Twelve (PTC) Limited | 100.00 | Y | | Long position | 127,297 | | Short position | 0 |
|
| Rainbow Ten (PTC) Limited | Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Kuok Khoon Chen | 33.33 | N | | Long position | 127,297 | | Short position | 0 |
|
| Rubi Limited | Offshore Chambers, P.O. Box 217, Apia, Samoa (Samoa) | Rainbow Ten (PTC) Limited | 100.00 | Y | | Long position | 127,297 | | Short position | 0 |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| (Private) | Addresses of individuals are not displayed. | 502 | | Long position | 372,614 | | Short position | 0 |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 3A: |
02/10/2015
(dd/mm/yyyy)
|
| 26.
Number of attachments: |
0 |
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