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Form Serial No: |
DA20150831000119 |
| 1.
Name of listed corporation: |
Lisi Group (Holdings) Ltd. |
| 2.
Stock code: |
00526 |
| 3.
Class of shares: |
Ordinary |
| 4.
Number of issued shares in class: |
4,581,631,935 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Li |
| (Other names) |
Li Xin |
|
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|
| 8.
Name of director (Chinese): |
李立新 |
| 9.
Chinese Character Code: |
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| 12.
Date of relevant event: |
28/08/2015
(dd/mm/yyyy)
|
| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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| 14.
Details of relevant event: |
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|
Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price per share
|
Average price per share
|
Average consideration per share
|
Consideration code
|
| Long position |
121 |
|
201 |
3,930,000 |
HKD |
0.530 |
0.505 |
|
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| |
|
| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 3,194,350,013 | 69.72 |
| Short Position | 3,627,774,299 | 79.18 |
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| |
| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 3,198,280,013 | 69.81 |
| Short Position | 3,627,774,299 | 79.18 |
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| |
| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| 201 | | Long position | 9,822,000 | | Short position | 5,892,000 |
|
| 204 | | Long position | 15,620,000 | | Short position | 15,620,000 |
|
| 205 | | Long position | 1,332,139,014 | | Short position | 1,328,981,014 |
|
| 205 | | Long position | 1,840,698,999 | | Short position | 1,840,698,999 |
|
| 205 | | Long position | 0 | | Short position | 436,582,286 |
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| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Short Position | 409 | 31/08/2013 | 30/08/2015 | | 0.210 | | 436,582,286 |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Jin Ya Er | | Long position | 15,620,000 | | Short position | 15,620,000 |
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| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Big-Max Manufacturing Co., Limited | Unit A, 5/F., Garment Centre, 576-586 Castle Peak Road, Cheung Sha Wan, Kowloon, Hong Kong | Li Li Xin | 90.00 | Y | | Long position | 3,172,838,013 | | Short position | 3,606,262,299 |
|
| Shi Hui Holdings Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Island | Big-Max Manufacturing Co., Limited | 100.00 | N | | Long position | 1,840,698,999 | | Short position | 2,277,281,285 |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 3A: |
19/01/2016
(dd/mm/yyyy)
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| 26.
Number of attachments: |
0 |
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