FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20150812000088
1.
Name of listed corporation
:
Shunfeng International Clean Energy Ltd.
2.
Stock code
:
01165
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
3,823,964,846
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Zhang
(
Other names
)
Yi
8.
Name of director (Chinese)
:
張懿
9.
Chinese Character Code
:
17282034
12.
Date of relevant event
:
23/07/2015
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
07/08/2015
(dd/mm/yyyy)
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
121
205
3,632,194,323
HKD
Short position
131
205
500,000,000
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
512,000
0.01
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
3,632,706,323
95.00
Short Position
500,000,000
13.08
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
201
Long position
512,000
Short position
0
205
Long position
3,632,194,323
Short position
500,000,000
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Long Position
409
28/02/2013
27/02/2033
0.214
1,504,672,899
Long Position
409
19/08/2013
18/08/2023
0.922
759,762,300
Long Position
409
16/04/2014
15/04/2024
3.580
600,000,000
Long Position
409
16/06/2014
15/06/2019
10.000
4,000,000
Long Position
409
27/01/2015
26/01/2018
7.00
50,000,000
Short Position
410
16/04/2014
15/04/2024
3.580
500,000,000
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Bright Hope Global Investments Limited
Sea Meadow House, Blackburne Highway (P.O. Box 116), Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Zhang Yi
100.00
N
Long position
3,632,194,323
Short position
500,000,000
Partners Financial Holdings Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Bright Hope Global Investments Limited
44.00
N
Long position
3,632,194,323
Short position
500,000,000
Bullion Riches Limited
Sea Meadow House, Blackburne Highway (P.O. Box 116), Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Partners Financial Holdings Limited
100.00
N
Long position
3,632,194,323
Short position
500,000,000
Partners Investment Management Limited
4th Floor, Harbour Place, 103 South Church Street, P.O. Box 10240, Grand Cayman KY1-1002, Cayman Island (Cayman Islands)
Bullion Riches Limited
100.00
N
Long position
3,632,194,323
Short position
500,000,000
Promising Sun Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Partners Investment Management Limited
100.00
Y
Long position
3,632,194,323
Short position
500,000,000
Partners Equity Investment Fund I
4th Floor, Harbour Place, 103 South Church Street, P.O. Box 10240, Grand Cayman KY1-1002, Cayman Island (Cayman Islands)
Partners Investment Management Limited
100.00
Y
Long position
4,000,000
Short position
0
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
12/08/2015
(dd/mm/yyyy)
26.
Number of attachments
:
0