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Form Serial No: |
DA20150522000130 |
| 1.
Name of listed corporation: |
Concord New Energy Group Ltd. |
| 2.
Stock code: |
00182 |
| 3.
Class of shares: |
Ordinary |
| 4.
Number of issued shares in class: |
8,946,234,965 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Liu |
| (Other names) |
Shunxing |
|
|
|
| 8.
Name of director (Chinese): |
劉順興 |
| 9.
Chinese Character Code: |
|
| 12.
Date of relevant event: |
18/05/2015
(dd/mm/yyyy)
|
| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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| |
| 14.
Details of relevant event: |
|
|
Relevant event code describing circumstances
|
Code describing capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price per share
|
Average price per share
|
Average consideration per share
|
Consideration code
|
| Long position |
|
|
|
|
HKD |
|
|
|
|
| Short position |
131 |
|
205 |
1,523,469,387 |
|
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|
| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 2,653,479,387 | 29.66 |
| Short Position | 0 | 0.00 |
|
| |
| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 2,653,479,387 | 29.66 |
| Short Position | 1,523,469,387 | 17.03 |
|
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| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| Nil | |
|
| |
| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Long Position | 409 | 03/01/2012 | 02/01/2016 | 0.000 | 0.800 | 0.000 | 15,000,000 |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
|
| |
| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Concord International Investment Limited | Room 102, Floor 1, Building 9, NO. 9 South Shouli Road, Haidian District, Beijing | Liu Shunxing | 46.77 | N | | Long position | 2,523,469,387 | | Short position | 1,523,469,387 |
|
| New Energy International Ltd | Suite LG01, Chancery House, Chancery Lane, London, United Kingdom | Concord International Investment Limited | 100.00 | N | | Long position | 2,523,469,387 | | Short position | 1,523,469,387 |
|
| China Wind Power Investment Limited | Akara Bldg., 24 De Castro Street, Wickhams Cay I, Road Town, Tortola, British Virgin Islands | New Energy International Ltd | 100.00 | Y | | Long position | 2,523,469,387 | | Short position | 1,523,469,387 |
|
| Beijing Guangfeng Energy Technology Limited | Room 437, Building 8, No. 33 Chegongzhuangxi Road, Haidian District, Beijing | Liu Shunxing | 99.00 | N | |
| Guangfeng International Holdings Limited | Quastisky Building, PO Box 4389, Road Town, Tortola, British Virgin Islands | Beijing Guangfeng Energy Technology Limited | 100.00 | Y | |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
|
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
|
| |
| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 3A: |
21/05/2015
(dd/mm/yyyy)
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| 26.
Number of attachments: |
0 |
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