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Form Serial No: |
DA20150417000207 |
| 1.
Name of listed corporation: |
Harmonic Strait Financial Holdings Ltd. |
| 2.
Stock code: |
00033 |
| 3.
Class of shares: |
Ordinary |
| 4.
Number of issued shares in class: |
2,992,400,000 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Tong |
| (Other names) |
Nai Kan |
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| 8.
Name of director (Chinese): |
唐乃勤 |
| 9.
Chinese Character Code: |
078100350530 |
| 12.
Date of relevant event: |
16/04/2015
(dd/mm/yyyy)
|
| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
17/04/2015
(dd/mm/yyyy)
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| 14.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
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Before relevant event
|
After relevant event
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Highest price per share
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Average price per share
|
Average consideration per share
|
Consideration code
|
| Long position |
123 |
205 |
|
22,000,000 |
HKD |
0.197 |
0.193 |
|
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| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 372,000,000 | 12.43 |
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| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 350,000,000 | 11.70 |
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| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| 205 | |
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| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Long Position | 411 | 27/08/2010 | 26/08/2015 | | 1.250 | | 272,000,000 |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
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| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Market Speed Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | Tong Nai Kan | 100.00 | Y | |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 3A: |
17/04/2015
(dd/mm/yyyy)
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| 26.
Number of attachments: |
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