FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20150415000085
1.
Name of listed corporation
:
Sound Global Ltd.
2.
Stock code
:
00967
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
1,506,205,421
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Wen
(
Other names
)
Yibo
8.
Name of director (Chinese)
:
文一波
9.
Chinese Character Code
:
12.
Date of relevant event
:
09/04/2015
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
122
205
280,373,831
HKD
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,843,694,620
122.41
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,563,320,789
103.79
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
Nil
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Nil
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Sound Water (BVI) Limited
Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Wen Yibo
90.00
Y
Long position
968,581,507
Beijing Sanghua Environmental Technology Development
No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China
Wen Yibo
22.15
N
Long position
22,729,944
Sound Group Limited
No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China
Beijing Sanghua Environmental Technology Development
95.00
N
Long position
22,729,944
Sound Group Limited
No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China
Wen Yibo
4.83
N
Long position
22,729,944
Sound (HK) Limited
1805, 18/F., Tower 2 Lippo Centre, 89 Queensway, Hong Kong
Sound Group Limited
100.00
Y
Long position
22,729,944
Beijing Sanghua Environmental Technology Development
No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China
Wen Yibo
22.15
N
Long position
264,797,507
Sound Group Limited
No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China
Beijing Sanghua Environmental Technology Development
95.00
N
Long position
264,797,507
Sound Group Limited
No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China
Wen Yibo
4.83
N
Long position
264,797,507
Sound Environmental Resources Co. Ltd
中國湖北省宜昌市沿江大道114號
Sound Group Limited
44.95
Y
Long position
264,797,507
Sound Environmental (Hong Kong) Limited
香港上環永樂街177-182號永德商業中心1207室
Sound Environmental Resources Co. Ltd
100.00
Y
Long position
264,797,507
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Sound Environment (Hong Kong) Limited
香港上環永樂街177-183號永德商業中心1207室
0
Green Capital Holdings Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
11,505,000
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
276,302,507
24.
Date of filing this Form 3A
:
14/04/2015
(dd/mm/yyyy)
26.
Number of attachments
:
0