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Form Serial No: |
DA20150105000222 |
| 1.
Name of listed corporation: |
Li Ning Co. Ltd. |
| 2.
Stock code: |
02331 |
| 3.
Class of shares: |
Ordinary Shares |
| 4.
Number of issued shares in class: |
2,031,430,648 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Li |
| (Other names) |
Ning |
|
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|
| 8.
Name of director (Chinese): |
李寧 |
| 9.
Chinese Character Code: |
26211337 |
| 12.
Date of relevant event: |
30/12/2014
(dd/mm/yyyy)
|
| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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| 14.
Details of relevant event: |
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|
Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price per share
|
Average price per share
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Average consideration per share
|
Consideration code
|
| Long position |
124 |
205 |
205 |
46,750,000 |
HKD |
|
|
0.000 |
|
| |
|
| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 714,556,851 | 36.00 |
|
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| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 728,306,851 | 35.85 |
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| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| 205 | |
| 201 | |
|
| |
| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Long Position | 409 | 22/04/2013 | | | 3.500 | | 113,758,944 |
| Long Position | 409 | 17/01/2014 | 31/12/2018 | 1.000 | 7.000 | | 1,370,073 |
| Long Position | 411 | | | | | | 1,370,073 |
| Long Position | 409 | 02/02/2015 | | | 2.600 | | 309,255,838 |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
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| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Ace Leader Holdings Limited | Portcullis TrustNet Chambers, P.O. Box 3444, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Li Ning | 100.00 | N | |
| Victory Mind Assets Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Ace Leader Holdings Limited | 57.00 | N | |
| Lead Ahead Limited | Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Li Ning | 60.00 | N | |
| Viva China Holdings Limited | Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands) | Lead Ahead Limited | 25.09 | N | |
| Viva China Holdings Limited | Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands) | Victory Mind Assets Limited | 15.06 | N | |
| Viva China Holdings Limited | Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands) | Dragon City Management (PTC) Limited | 28.24 | N | |
| Viva China Holdings Ltd | Portcullis TrustNet Chambers, P.O. Box 3444, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Viva China Holdings Limited | 100.00 | Y | |
| Dragon City Management (PTC) Limited | Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Li Ning | 60.00 | N | |
| Alpha Talent Management Limited | PO Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Li Ning | 100.00 | Y | |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| (private) | Addresses of individuals are not displayed. | 503 | |
| (private) | Addresses of individuals are not displayed. | 503 | |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 3A: |
05/01/2015
(dd/mm/yyyy)
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| 26.
Number of attachments: |
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