FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20141223000101
1.
Name of listed corporation
:
Hanergy Thin Film Power Group Ltd.
2.
Stock code
:
00566
3.
Class of shares
:
Ordinary
4.
Number of issued shares in class
:
41,619,174,128
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Li
(
Other names
)
He Jun
8.
Name of director (Chinese)
:
李河君
9.
Chinese Character Code
:
12.
Date of relevant event
:
17/12/2014
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
136
205
2,988,926,736
HKD
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
33,660,951,246
80.88
Short Position
1,440,000,000
3.46
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
30,672,024,510
73.70
Short Position
1,440,000,000
3.46
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
205
Long position
30,672,024,510
Short position
1,440,000,000
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Long Position
409
31/12/2012
30/12/2017
150,588,000
Long Position
409
16/12/2011
15/12/2016
69,412,000
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
北京建煌電力投資有限公司
中國北京市懷柔區雁栖工業開發區5區59號145室
李河君
94.77
N
Long position
30,672,024,510
Short position
1,440,000,000
北京華勤高科技貿易有限公司
北京市懷柔區雁栖工業開發區5區59號141室
李河君
99.00
N
Long position
30,672,024,510
Short position
1,440,000,000
廣東東江電力開發有限公司
河源市東源縣仙塘鎮木京管理區
北京建煌電力投資有限公司
98.03
N
Long position
30,672,024,510
Short position
1,440,000,000
漢能控股集團有限公司
中國北京市懷柔區雁栖工業開發區5區59號148室
廣東東江電力開發有限公司
30.00
Y
Long position
9,010,000,000
漢能控股集團有限公司
中國北京市懷柔區雁栖工業開發區5區59號148室
廣東東江電力開發有限公司
30.00
N
Long position
21,662,024,510
Short position
1,440,000,000
漢能控股集團有限公司
中國北京市懷柔區雁栖工業開發區5區59號148室
李河君
40.00
Y
Long position
9,010,000,000
漢能控股集團有限公司
中國北京市懷柔區雁栖工業開發區5區59號148室
李河君
40.00
N
Long position
21,662,024,510
Short position
1,440,000,000
漢能控股集團有限公司
中國北京市懷柔區雁栖工業開發區5區59號148室
北京華勤高科貿易有限公司
30.00
Y
Long position
90,100,000,000
漢能控股集團有限公司
中國北京市懷柔區雁栖工業開發區5區59號148室
北京華勤高科貿易有限公司
30.00
N
Long position
21,662,024,510
Short position
1,440,000,000
Hanergy Investment Limited
Newhaven Trustees (BVI) Limited, 3rd Floor, Omar Hodge Building, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands
漢能控股集團有限公司
100.00
Y
Long position
14,768,103,584
Short position
1,440,000,000
Hanergy Investment Limited
Newhaven Trustees (BVI) Limited, 3rd Floor, Omar Hodge Building, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands
漢能控股集團有限公司
100.00
N
Long position
8,893,920,928
Hanergy Option Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
Hanergy Investment Limited
100.00
Y
Long position
3,002,299,603
GL Wind Farm Investment Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
Hanergy Investment Limited
100.00
Y
Long position
1,973,684,104
China Genco Investment Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
Hanergy Investment Limited
100.00
Y
Long position
1,917,937,219
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
22/12/2014
(dd/mm/yyyy)
26.
Number of attachments
: