FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20141201000006
1.
Name of listed corporation
:
HK Electric Investments and HK Electric Investments Ltd. -SS
2.
Stock code
:
02638
3.
Class of shares
:
Ordinary Shares and Preference Shares (as Share Stapled Units)
4.
Number of issued shares in class
:
8,836,200,000
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Li
(
Other names
)
Tzar Kuoi, Victor
8.
Name of director (Chinese)
:
李澤鉅
9.
Chinese Character Code
:
262134196880
12.
Date of relevant event
:
28/11/2014
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
130
4,715,240,218
HKD
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
4,715,240,218
53.36
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
4,715,240,218
53.36
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
210
Long position
4,707,370,218
205
Long position
7,870,000
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Nil
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Li Ka-Shing Unity Holdings Limited
P.O. Box 309, Ugland House, South Church Street, Grand Cayman, Cayman Islands, British West Indies; Place of incorporation: Cayman Islands
LI Tzar Kuoi, Victor
66.67
N
Long position
4,707,370,218
Li Ka-Shing Unity Trustee Company Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies; Place of incorporation: Cayman Islands
Li Ka-Shing Unity Holdings Limited
100.00
N
Long position
4,707,370,218
Li Ka-Shing Unity Trustee Corporation Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies; Place of incorporation: Cayman Islands
Li Ka-Shing Unity Holdings Limited
100.00
N
Long position
4,707,370,218
Li Ka-Shing Unity Trustcorp Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies; Place of incorporation: Cayman Islands
Li Ka-Shing Unity Holdings Limited
100.00
N
Long position
4,707,370,218
Cheung Kong (Holdings) Limited
7/F., Cheung Kong Center, 2 Queen's Road Central, Hong Kong; Place of incorporation: Hong Kong
Li Ka-Shing Unity Trustee Company Limited
40.43
N
Long position
4,707,370,218
Hutchison Whampoa Limited
22/F., Hutchison House, 10 Harcourt Road, Hong Kong; Place of incorporation: Hong Kong
Cheung Kong (Holdings) Limited
49.97
N
Long position
4,707,370,218
Hutchison International Limited
22/F., Hutchison House, 10 Harcourt Road, Hong Kong; Place of incorporation: Hong Kong
Hutchison Whampoa Limited
100.00
N
Long position
4,707,370,218
Hutchison Infrastructure Holdings Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands; Place of incorporation: British Virgin Islands
Hutchison International Limited
100.00
N
Long position
4,707,370,218
Cheung Kong Infrastructure Holdings Limited
Clarendon House, Church Street, Hamilton HM11, Bermuda; Place of incorporation: Bermuda
Hutchison Infrastructure Holdings Limited
78.15
N
Long position
4,707,370,218
Cheung Kong Infrastructure (BVI) Limited
P.O. Box 173, Kingston Chambers, Road Town, Tortola, British Virgin Islands: Place of incorporation: British Virgin Islands
Cheung Kong Infrastructure Holdings Limited
100.00
N
Long position
4,707,370,218
Hyford Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virigin Islands; Place of incorporation: British Virgin Islands
Cheung Kong Infrastructure (BVI) Limited
100.00
N
Long position
4,707,370,218
Asian Equities Inc.
c/o 12/F., Cheung Kong Centre, 2 Queen's Road Central, Hong Kong; Place of incorporation: Panama
Hyford Limited
100.00
Y
Long position
7,016,460
Interman Development Inc.
c/o 12/F., Cheung Kong Centre, 2 Queen's Road Central, Hong Kong; Place of incorporation: Panama
Hyford Limited
100.00
Y
Long position
46,684,210
Lipton Finance S.A.
c/o 12/F., Cheung Kong Centre, 2 Queen's Road Central, Hong Kong; Place of incorporation: Panama
Hyford Limited
100.00
Y
Long position
20,525,233
Monitor Equities S.A.
c/o 12/F., Cheung Kong Centre, 2 Queen's Road Central, Hong Kong; Place of incorporation: Panama
Hyford Limited
100.00
Y
Long position
2,050,143
Monitor Equities S.A.
c/o 12/F., Cheung Kong Centre, 2 Queen's Road Central, Hong Kong; Place of incorporation: Panama
Hyford Limited
100.00
N
Long position
69,752,776
Univest Equity S.A.
c/o 12/F., Cheung Kong Centre, 2 Queen's Road Central, Hong Kong; Place of incorporation: Panama
Monitor Equities S.A.
100.00
Y
Long position
69,752,776
Venniton Development Inc.
c/o 12/F., Cheung Kong Centre, 2 Queen's Road Central, Hong Kong; Place of incorporation: Panama
Hyford Limited
100.00
Y
Long position
49,399,377
Hestonville Resources Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virigin Islands; Place of incorporation: British Virgin Islands
Hyford Limited
100.00
Y
Long position
102,642,019
Power Assets Holdings Limited
Rooms 1913-1914, 19th Floor, Hutchison House, 10 Harcourt Road, Hong Kong; Place of incorporation: Hong Kong
Hyford Limited (indirect, through subsidiaries)
38.87
N
Long position
4,409,300,000
Quickview Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virigin Islands; Place of incorporation: British Virgin Islands
Power Assets Holdings Limited
100.00
Y
Long position
4,409,300,000
Li Ka Shing Foundation Limited
Unit B, 1st Floor, Neich Tower, 128 Gloucester Road, Wanchai, Hong Kong; Place of Incorporation: Hong Kong
Li Tzar Kuoi, Victor
33.33
Y
Long position
5,170,000
Li Ka Shing (Overseas) Foundation
P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands; Place of incorporation: Cayman Islands
Li Tzar Kuoi, Victor
33.33
N
Long position
2,700,000
Lankford Profits Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virigin Islands; Place of incorporation: British Virgin Islands
Li Ka Shing (Overseas) Foundation
100.00
Y
Long position
2,700,000
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
The Li Ka-Shing Unity Discretionary Trust
Addresses of individuals are not displayed.
502
Long position
4,707,370,218
(Private)
Addresses of individuals are not displayed.
502
Long position
4,707,370,218
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
28/11/2014
(dd/mm/yyyy)
26.
Number of attachments
:
2