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Form Serial No: |
DA20141127000131 |
1.
Name of listed corporation: |
Shangri-La Asia Ltd. |
2.
Stock code: |
00069 |
3.
Class of shares: |
Ordinary Shares |
4.
Number of issued shares in class: |
3,579,994,056 |
5.
Name of director (English) as printed on HKID/Passport: |
(Surname) |
Kuok |
(Other names) |
Khoon Chen |
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8.
Name of director (Chinese): |
郭孔丞 |
9.
Chinese Character Code: |
675313130015 |
12.
Date of relevant event: |
24/11/2014 (dd/mm/yyyy)
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13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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14.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
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Long position |
121 |
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205 |
280,350 |
HKD |
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0.000 |
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15.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 2,312,458 | 0.06 |
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16.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long Position | 2,592,808 | 0.07 |
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17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
Code describing capacity | Number of shares |
201 | Long position | 350,000 | Short position | 0 |
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205 | Long position | 1,950,194 | Short position | 0 |
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210 | Long position | 292,614 | Short position | 0 |
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18.
Further information in respect of derivative interests in listed corporation: |
Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
Long Position | 409 | 23/08/2013 | 22/08/2023 | | 12.110 | | 350,000 |
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19.
Further information in relation to interests of children under 18 and/or spouse: |
Name of child/spouse | Number of shares |
Nil | |
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20.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
Anak Johore Sdn. Bhd. | 15th Floor, UBN Tower, No. 10 Jalan P. Ramlee, 50250 Kuala Lumpur, Malaysia (Malaysia) | Kuok Khoon Chen (20%) Kuok Khoon Chen (as joint shareholder(20%) | 40.00 | Y | Long position | 22,857 | Short position | 0 |
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Formbright Investments Limited | Level 1, Central Bank of Samoa Building, Beach Road, Apia, Samoa (Samoa) | Kuok Khoon Chen | 100.00 | Y | Long position | 1,672,743 | Short position | 0 |
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Rainbow Twelve (PTC) Limited | Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Kuok Khoon Chen | 33.33 | N | Long position | 127,297 | Short position | 0 |
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Rightune Limited | The offices of Offshore Incorporations Limited, P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Rainbow Twelve (PTC) Limited | 100.00 | Y | Long position | 127,297 | Short position | 0 |
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Rainbow Ten (PTC) Limited | Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Kuok Khoon Chen | 33.33 | N | Long position | 127,297 | Short position | 0 |
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Rubi Limited | Offshore Chambers, P.O. Box 217, Apia, Samoa (Samoa) | Rainbow Ten (PTC) Limited | 100.00 | Y | Long position | 127,297 | Short position | 0 |
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21.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
Nil | | |
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22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
(private) | Addresses of individuals are not displayed. | 502 | Long position | 292,614 | Short position | 0 |
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23.
Further information from a party to an agreement under Section 317: |
Names of other parties | Address | Number of shares |
Nil | | |
Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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24.
Date of filing this Form 3A: |
27/11/2014 (dd/mm/yyyy)
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26.
Number of attachments: |
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