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Form Serial No: |
DA20141003000277 |
| 1.
Name of listed corporation: |
North Asia Resources Holdings Ltd. |
| 2.
Stock code: |
00061 |
| 3.
Class of shares: |
Ordinary |
| 4.
Number of issued shares in class: |
4,050,202,971 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Zhang |
| (Other names) |
Sanhuo |
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| 8.
Name of director (Chinese): |
張三貨 |
| 9.
Chinese Character Code: |
172800056303 |
| 12.
Date of relevant event: |
29/09/2014
(dd/mm/yyyy)
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| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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| 14.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
|
| Long position |
136 |
205 |
205 |
|
HKD |
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| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 6,902,610,535 | 197.22 |
| Short Position | 7,871,442,869 | 224.90 |
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| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 6,902,610,535 | 170.43 |
| Short Position | 7,871,442,869 | 194.35 |
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| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| 205 | | Long position | 6,814,375,241 | | Short position | 7,871,442,869 |
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| 204 | |
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| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Long Position | 411 | 07/06/2013 | | 0.500 | 0.440 | | 1,033,636,363 |
| Long Position | 411 | 07/06/2013 | | | 0.170 | | 5,481,325,439 |
| Short Position | 411 | 07/06/2013 | | 0.500 | 0.440 | | 537,485,653 |
| Short Position | 411 | 07/06/2013 | | | 0.170 | | 6,921,787,254 |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Hao Ting | |
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| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Best Growth Enterprises Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | Zhang Sanhuo | 100.00 | N | | Long position | 6,814,375,241 | | Short position | 7,871,442,869 |
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| China OEPC Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | Best Growth Enterprises Limited | 100.00 | Y | | Long position | 6,814,375,241 | | Short position | 7,871,442,869 |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 3A: |
03/10/2014
(dd/mm/yyyy)
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| 26.
Number of attachments: |
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