| |
|
Form Serial No: |
DA20141003000047 |
| 1.
Name of listed corporation: |
Sound Global Ltd. |
| 2.
Stock code: |
00967 |
| 3.
Class of shares: |
Ordinary Shares |
| 4.
Number of issued shares in class: |
1,467,296,876 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Wen |
| (Other names) |
Yibo |
|
|
|
| 8.
Name of director (Chinese): |
文一波 |
| 9.
Chinese Character Code: |
|
| 12.
Date of relevant event: |
25/09/2014
(dd/mm/yyyy)
|
| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
|
| |
| 14.
Details of relevant event: |
|
|
Relevant event code describing circumstances
|
Code describing capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price per share
|
Average price per share
|
Average consideration per share
|
Consideration code
|
| Long position |
136 |
|
211 |
545,171,338 |
HKD |
|
|
|
|
| |
|
| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 1,287,018,282 | 87.71 |
|
| |
| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 1,832,189,620 | 124.87 |
|
| |
| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| Nil | |
|
| |
| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Nil | | | | | | | |
|
| |
| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
|
| |
| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Sound Water (BVI) Limited | Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Wen Yibo | 90.00 | Y | | Long position | 1,248,955,338 |
|
| Beijing Sanghua Environmental Technology Development | No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China | Wen Yibo | 22.15 | N | |
| Sound Group Limited | No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China | Beijing Sanghua Environmental Technology Development | 95.00 | N | |
| Sound Group Limited | No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China | Wen Yibo | 4.83 | N | |
| Sound (HK) Limited | 1805, 18/F., Tower 2 Lippo Centre, 89 Queensway, Hong Kong | Sound Group Limited | 100.00 | Y | |
| Beijing Sanghua Environmental Technology Development | No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China | Wen Yibo | 22.15 | N | |
| Sound Group Limited | No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China | Beijing Sanghua Environmental Technology Development | 95.00 | N | |
| Sound Group Limited | No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China | Wen Yibo | 4.83 | N | |
| Sound Environmental Resources Co. Ltd | 中國湖北省宜昌市沿江大道114號 | Sound Group Limited | 44.62 | Y | |
| Sound Environmental (Hong Kong) Limited | 香港上環永樂街177-182號永德商業中心1207室 | Sound Environmental Resources Co. Ltd | 100.00 | Y | |
|
| |
| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
|
| |
| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
|
| |
| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Sound Environment (Hong Kong) Limited | 香港上環永樂街177-183號永德商業中心1207室 | 0 |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
545,171,338 |
|
| |
| 24.
Date of filing this Form 3A: |
30/09/2014
(dd/mm/yyyy)
|
| 26.
Number of attachments: |
0 |
| |