FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20140925000062
1.
Name of listed corporation
:
Lisi Group (Holdings) Ltd.
2.
Stock code
:
00526
3.
Class of shares
:
Ordinary
4.
Number of issued shares in class
:
4,176,963,794
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Li
(
Other names
)
Li Xin
8.
Name of director (Chinese)
:
李立新
9.
Chinese Character Code
:
12.
Date of relevant event
:
31/10/2013
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
136
205
205
69,199,570
HKD
0.300
301
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
4,326,493,014
103.58
Short Position
5,003,630,514
119.80
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
4,257,293,444
101.92
Short Position
5,003,630,514
119.79
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
201
Long position
5,892,000
Short position
5,892,000
204
Long position
15,620,000
Short position
15,620,000
205
Long position
1,328,981,014
Short position
1,328,981,014
205
Long position
2,906,800,430
Short position
677,137,500
205
Long position
0
Short position
2,976,000,000
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Long Position
409
30/08/2013
30/08/2016
0.300
1,206,800,430
Short Position
409
30/08/2013
30/08/2016
0.300
1,276,000,000
Short Position
409
30/08/2013
31/08/2014
677,137,500
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Jin Ya Er
Long position
15,620,000
Short position
15,620,000
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Big Max Manufacturing Co., Limited
Unit A, 5/F., Garment Centre, 576-586 Castle Peak Road, Cheung Sha Wan, Kowloon, Hong Kong
Li Li Xin
90.00
Y
Long position
4,235,781,444
Short position
4,982,118,514
Shi Hui Holdings Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Island
Big Max Manufacturing Co., Limited
100.00
N
Long position
2,906,800,430
Short position
3,653,137,500
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
21/01/2016
(dd/mm/yyyy)
26.
Number of attachments
: