FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20140121000018
1.
Name of listed corporation
:
Prosperity International Holdings (H.K.) Ltd.
2.
Stock code
:
00803
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
6,394,962,539
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Wong
(
Other names
)
Ben Koon
8.
Name of director (Chinese)
:
黃炳均
9.
Chinese Character Code
:
780635210971
12.
Date of relevant event
:
17/01/2014
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
121
201
1,680,000
HKD
0.300
0.291
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
10,533,757,828
164.72
Short Position
93,055,402
1.46
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
10,535,437,828
164.75
Short Position
93,055,402
1.46
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
201
Long position
1,945,990,697
205
Long position
2,139,675,960
Short position
93,055,402
205
Long position
6,427,131,171
204
Long position
22,640,000
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Long Position
409
0.500
1,326,000,000
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Shing Shing Wai (Spouse)
Long position
22,640,000
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Prosperity Minerals Group Limited
Sea Meadow Hoouse, Blackburne Highway, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Wong Ben Koon
67.20
Y
Long position
2,139,675,960
Short position
93,055,402
Well Success Group Limited
Sea Meadow Hoouse, Blackburne Highway, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Wong Ben Koon
100.00
Y
Long position
99,952,143
Max Will Profits Limited
P.O. Box 957, Offshore Incorporation Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Wong Ben Koon
65.00
Y
Long position
2,639,514
Max Start Holdings Limited
P.O. Box 957, Offshore Incorporation Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Wong Ben Koon
65.00
Y
Long position
2,639,514
Elite Force Limited
263 Main Street, P.O. Box 2196, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Wong Ben Koon
100.00
N
Long position
5,151,900,000
All Wealthy Capital Limited
263 Main Street, P.O. Box 2196, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Elite Force Limited
79.26
Y
Long position
5,151,900,000
Sun Honest Enterprises Limited
263 Main Street, P.O. Box 2196, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Wong Ben Koon
100.00
Y
Long position
1,170,000,000
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
17/01/2014
(dd/mm/yyyy)
26.
Number of attachments
: