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Form Serial No: |
DA20140116000117 |
| 1.
Name of listed corporation: |
Sound Global Ltd. |
| 2.
Stock code: |
00967 |
| 3.
Class of shares: |
Ordinary Shares |
| 4.
Number of issued shares in class: |
1,290,000,000 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Wen |
| (Other names) |
Yibo |
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| 8.
Name of director (Chinese): |
文一波 |
| 9.
Chinese Character Code: |
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| 12.
Date of relevant event: |
14/01/2014
(dd/mm/yyyy)
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| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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| 14.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
|
Off Exchange
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|
Before relevant event
|
After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
|
Consideration code
|
| Long position |
121 |
|
205 |
5,000 |
SGD |
|
|
0.700 |
301 |
| |
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| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 718,060,367 | 55.66 |
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| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 718,065,367 | 55.66 |
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| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| 201 | |
| 205 | |
|
| |
| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Nil | | | | | | | |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
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| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Sound Water (BVI) Limited | Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Wen Yibo | 90.00 | Y | |
| Beijing Sanghua Environmental Technology Development | No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China | Wen Yibo | 22.20 | N | |
| Sound Group Limited | No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China | Beijing Sanghua Environmental Technology Development | 70.00 | N | |
| Sound Group Limited | No. 7A Zaojun Temple, Beixiaguan Road, Haidian District, Beijing, People's Republic of China | Wen Yibo | 29.00 | N | |
| Sound (HK) Limited | 1805, 18/F., Tower 2 Lippo Centre, 89 Queensway, Hong Kong | Sound Group Limited | 100.00 | Y | |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 3A: |
16/01/2014
(dd/mm/yyyy)
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| 26.
Number of attachments: |
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