FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20131022000096
1.
Name of listed corporation
:
CSPC Pharmaceutical Group Ltd.
2.
Stock code
:
01093
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
5,586,356,671
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Zhao
(
Other names
)
John Huan
8.
Name of director (Chinese)
:
趙令歡
9.
Chinese Character Code
:
12.
Date of relevant event
:
17/10/2013
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
124
205
205
1,760,934,973
HKD
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
4,383,970,135
114.60
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
4,383,970,135
78.48
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
205
Long position
4,383,970,135
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Long Position
409
321,661,732
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Jinling Investment Limited
Pasea Estate, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
China Charmaine Pharmaceutical Company Limited
100.00
Y
Long position
96,870,000
China Charmaine Pharmaceutical Company Limited
Suite 3206, 32/F, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong (PRC)
Shijiazhuang Pharmaceutical Group Co Ltd
100.00
Y
Long position
55,036,000
China Charmaine Pharmaceutical Company Limited
Suite 3206, 32/F, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong (PRC)
Shijiazhuang Pharmaceutical Group Co Ltd
100.00
N
Long position
96,870,000
Shijiazhuang Pharmaceutical Group Co Ltd
No. 226, HuangHe Da Dao, Shijiazhuang, Hebei Province, PRC (PRC)
Massive Top Limited
100.00
N
Long position
151,906,000
Massive Giant Group Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Massive Top Limited
100.00
Y
Long position
783,482,393
Joyful Horizon Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Massive Top Limited
100.00
Y
Long position
3,448,581,742
Massive Top Limited
Suites 2701-03, One Exchange Square, Central, Hong Kong (Hong Kong)
March Rise Limited
75.00
N
Long position
4,383,970,135
March Rise Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Hony Capital Fund III, L.P.
100.00
N
Long position
4,383,970,135
Hony Capital Fund III, L.P.
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands)
Hony Capital Fund III GP, L.P.
100.00
N
Long position
4,383,970,135
Hony Capital Fund III GP, L.P.
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands)
Hony Capital Fund III GP Limited
100.00
N
Long position
4,383,970,135
Hony Capital Fund III GP Limited
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands)
Hony Capital Management Limited
100.00
N
Long position
4,383,970,135
Hony Capital Management Limited
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands)
Hony Managing Partners Limited
80.00
N
Long position
4,383,970,135
Hony Managing Partners Limited
Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands)
John Huan Zhao
100.00
N
Long position
4,383,970,135
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
22/10/2013
(dd/mm/yyyy)
26.
Number of attachments
:
0