FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20130621000065
1.
Name of listed corporation
:
China Minsheng Banking Corp., Ltd. - H Shares
2.
Stock code
:
01988
3.
Class of shares
:
H Shares
4.
Number of issued shares in class
:
5,777,982,840
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Shi
(
Other names
)
Yuzhu (Resigned on 25/03/2014)
8.
Name of director (Chinese)
:
史玉柱 (於25/03/2014辭任)
9.
Chinese Character Code
:
12.
Date of relevant event
:
17/06/2013
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
121
205
73,000,000
HKD
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
565,629,500
9.79
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
638,829,500
11.06
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
205
Long position
638,829,500
Short position
0
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Long Position
410
02/09/2015
02/09/2015
16,000,000
Long Position
410
04/09/2015
04/09/2015
16,000,000
Long Position
410
07/09/2015
07/09/2015
16,000,000
Long Position
410
09/09/2015
09/09/2015
16,000,000
Long Position
410
11/09/2015
11/09/2015
16,000,000
Long Position
410
14/09/2015
14/09/2015
9,700,000
Long Position
410
16/09/2015
16/09/2015
16,000,000
Long Position
410
18/09/2015
18/09/2015
16,000,000
Long Position
410
21/09/2015
21/09/2015
16,000,000
Long Position
410
23/09/2015
23/09/2015
16,000,000
Long Position
410
23/09/2015
25/09/2015
16,000,000
Long Position
410
30/09/2015
30/09/2015
16,000,000
Long Position
410
02/11/2015
02/11/2015
16,000,000
Long Position
410
04/11/2015
04/11/2015
16,000,000
Long Position
410
06/11/2015
06/11/2015
16,000,000
Long Position
410
09/11/2015
09/11/2015
16,000,000
Long Position
410
11/11/2015
11/11/2015
16,000,000
Long Position
410
13/11/2015
13/11/2015
16,000,000
Long Position
410
16/11/2015
16/11/2015
16,000,000
Long Position
410
18/11/2015
18/11/2015
16,000,000
Long Position
410
20/11/2015
20/11/2015
16,000,000
Long Position
410
23/11/2015
23/11/2015
16,000,000
Long Position
410
25/11/2015
25/11/2015
16,000,000
Long Position
410
27/11/2015
27/11/2015
16,000,000
Long Position
410
30/11/2015
30/11/2015
16,000,000
Long Position
410
02/12/2015
02/12/2015
16,000,000
Long Position
410
04/12/2015
04/12/2015
16,000,000
Long Position
410
07/12/2015
07/12/2015
16,000,000
Long Position
410
09/12/2015
09/12/2015
16,000,000
Long Position
410
11/12/2015
11/12/2015
16,000,000
Long Position
410
14/12/2015
14/12/2015
16,000,000
Long Position
410
16/12/2015
16/12/2015
16,000,000
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Union Sky Holding Group Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Shi Yuzhu
100.00
Y
Long position
586,100,000
Vogel Holding Group Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Shi Jing (sole shareholder), Shi Yuzhu (de facto controller)
100.00
Y
Long position
52,729,500
Short position
0
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
20/06/2013
(dd/mm/yyyy)
26.
Number of attachments
:
1