FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20130607000123
1.
Name of listed corporation
:
China Minsheng Banking Corp., Ltd. - H Shares
2.
Stock code
:
01988
3.
Class of shares
:
H Shares
4.
Number of issued shares in class
:
5,777,982,840
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Shi
(
Other names
)
Yuzhu
8.
Name of director (Chinese)
:
史玉柱
9.
Chinese Character Code
:
12.
Date of relevant event
:
04/06/2013
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
121
205
89,700,000
HKD
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
304,629,500
5.27
Short Position
0
0.00
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
394,329,500
6.82
Short Position
0
0.00
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
205
Long position
394,329,500
Short position
0
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Long Position
410
26/08/2014
26/08/2014
3,750,000
Long Position
410
02/09/2014
02/09/2014
3,750,000
Long Position
410
12/08/2014
12/08/2014
3,750,000
Long Position
410
22/08/2014
22/08/2014
2,500,000
Long Position
410
19/08/2014
19/08/2014
3,750,000
Long Position
410
05/09/2014
05/09/2014
3,750,000
Long Position
410
14/07/2014
14/07/2014
4,750,000
Long Position
410
12/09/2014
12/09/2014
4,750,000
Long Position
410
28/07/2014
28/07/2014
3,750,000
Long Position
410
24/03/2014
24/03/2014
6,000,000
Long Position
410
26/03/2014
26/03/2014
6,000,000
Long Position
410
28/03/2014
28/03/2014
6,000,000
Long Position
410
30/04/2014
30/04/2014
6,000,000
Long Position
410
24/04/2014
24/04/2014
6,000,000
Long Position
410
28/04/2014
28/04/2014
6,000,000
Long Position
410
16/04/2014
16/04/2014
6,000,000
Long Position
410
22/04/2014
22/04/2014
6,000,000
Long Position
410
11/06/2014
11/06/2014
6,000,000
Long Position
410
13/06/2014
13/06/2014
6,000,000
Long Position
410
05/06/2014
05/06/2014
6,000,000
Long Position
410
09/06/2014
09/06/2014
6,000,000
Long Position
410
30/05/2014
30/05/2014
6,000,000
Long Position
410
03/06/2014
03/06/2014
6,000,000
Long Position
410
26/05/2014
26/05/2014
6,000,000
Long Position
410
28/05/2014
28/05/2014
6,000,000
Long Position
410
21/05/2014
21/05/2014
6,000,000
Long Position
410
23/05/2014
23/05/2014
6,000,000
Long Position
410
16/05/2014
16/05/2014
6,000,000
Long Position
410
19/05/2014
19/05/2014
6,000,000
Long Position
410
12/05/2014
12/05/2014
5,000,000
Long Position
410
14/05/2014
14/05/2014
5,000,000
Long Position
410
07/05/2014
07/05/2014
5,000,000
Long Position
410
09/05/2014
09/05/2014
5,000,000
Long Position
410
02/05/2014
02/05/2014
5,000,000
Long Position
410
05/05/2014
05/05/2014
5,000,000
Long Position
410
11/04/2014
11/04/2014
5,000,000
Long Position
410
14/04/2014
14/04/2014
5,000,000
Long Position
410
07/04/2014
07/04/2014
5,000,000
Long Position
410
09/04/2014
09/04/2014
5,000,000
Long Position
410
01/04/2014
01/04/2014
5,000,000
Long Position
410
04/04/2014
04/04/2014
5,000,000
Long Position
410
09/07/2014
09/07/2014
5,000,000
Long Position
410
19/09/2014
19/09/2014
5,000,000
Long Position
410
21/07/2014
21/07/2014
2,000,000
Long Position
410
16/09/2014
16/09/2014
2,000,000
Long Position
410
17/07/2014
17/07/2014
5,000,000
Long Position
410
10/09/2014
10/09/2014
5,000,000
Long Position
410
18/03/2014
18/03/2014
6,000,000
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Union Sky Holding Group Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
Shi YuZhu
100.00
Y
Long position
97,100,000
Vogel Holding Group Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
Shi Jing (sole shareholder), Shi Yuzhu (de facto controller)
100.00
Y
Long position
297,229,500
Short position
0
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
20/06/2013
(dd/mm/yyyy)
26.
Number of attachments
:
1