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Form Serial No: |
DA20101004000184 |
| 1.
Name of listed corporation: |
United Company RUSAL Plc |
| 2.
Stock code: |
00486 |
| 3.
Class of shares: |
Ordinary Shares |
| 4.
Number of issued shares in class: |
15,193,014,862 |
| 5.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Deripaska |
| (Other names) |
Oleg |
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| 8.
Name of director (Chinese): |
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| 9.
Chinese Character Code: |
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| 12.
Date of relevant event: |
30/09/2010
(dd/mm/yyyy)
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| 13.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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| 14.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
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Highest price per share
|
Average price per share
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Average consideration per share
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Consideration code
|
| Long position |
136 |
210 |
210 |
405,310,826 |
USD |
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| 15.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 10,303,050,608 | 67.81 |
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| 16.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 10,303,050,608 | 67.81 |
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| 17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| 210 | | Long position | 10,269,345,608 |
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| 201 | |
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| 18.
Further information in respect of derivative interests in listed corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Long Position | 409 | 16/11/2009 | 26/03/2017 | | | | 1,309,620,048 |
| Long Position | 409 | 28/01/2010 | 28/01/2012 | | | | 1,526,954,141 |
| Long Position | 409 | 27/07/2010 | 08/02/2013 | | | | 229,861,152 |
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| 19.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
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| 20.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| Fidelitas Investments Ltd. | 325 Waterfront Drive, Omar Hodge Building, 2nd Floor, Wickham's Cay, Road Town, Tortola, British Virgin Islands (BVI) | Oleg Deripaska | 100.00 | N | | Long position | 10,269,345,608 |
|
| B-Finance Ltd. | Vanterpool Plaza, 2nd Floor, Wickhams Cay I, PO Box 873, Road Town, Tortola, British Virgin Islands (BVI) | Fidelitas Investments Ltd. | 100.00 | N | | Long position | 10,269,345,608 |
|
| EN+ Group Limited | Whiteley Chambers, Don Street, St. Helier, Jersey, Channel Islands, JE4 9WG (Jersey) | B-Finance Ltd. | 70.35 | Y | | Long position | 10,269,345,608 |
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| 21.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| (Private) | Addresses of individuals are not displayed. | 503 | | Long position | 10,269,345,608 |
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| 23.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 24.
Date of filing this Form 3A: |
04/10/2010
(dd/mm/yyyy)
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| 26.
Number of attachments: |
0 |
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