FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20210611E00470
1. Date of relevant event: 08/06/2021
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 02359
4. Name of listed corporation: WuXi AppTec Co., Ltd. - H Shares 
5. Class of shares: A Shares 
6. Number of issued shares in class: 2,561,830,124
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Li
(Other names) Ge
10. Name of director (Chinese): 李革 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1102The number of shares in which you are interested has increased because:
you were given the shares
 
 
2501Other (you must describe the capacity in the Supplementary Information box)
 
123,535,319         
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position617,676,60128.93
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position741,211,92028.93
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2501Other (you must describe the capacity in the Supplementary Information box)
Long position741,211,920
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
SpouseZhao Ning
Long position741,211,920
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
G&C III LimitedMaples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsGe Li75.00N
Long position97,349,515
Group & Cloud LimitedMaples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsG&C III Limited100.00N
Long position97,349,515
G&C V LimitedMaples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsGroup & Cloud Limited100.00Y
Long position97,349,515
G&C LimitedMaples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsGe Li100.00N
Long position240,927,120
G&C I LimitedMaples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsG&C Limited100.00N
Long position190,512,000
G&C VI LimitedMaples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsG&C I Limited100.00Y
Long position190,512,000
New WuXi ESOP L.P.PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsG&C Limited as general partner100.00N
Long position50,415,120
G&C VII LimitedMaples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsNew WuXi ESOP L.P.100.00Y
Long position50,415,120
G&C IV LimitedMaples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsGe Li100.00N
Long position139,319,309
G&C VIII LimitedMaples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman IslandsG&C IV Limited100.00N
Long position139,319,309
G&C IV Hong Kong LimitedRm 826, 8/F, Ocean Centre, Harbour City, 5 Canton Road, Tsim Sha Tsui, Hong KongG&C VIII Limited100.00Y
Long position139,319,309
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)中国(上海)自由贸易试验区富特北路211号302部位368室Ge Li100.00N
Long position81,347,212
Shanghai Houshen Investment Center (Limited Partnership) (上海厚燊投資中心(有限合夥))中国(上海)自由贸易试验区富特北路211号302部位368室Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)100.00Y
Long position45,735,228
Shanghai Houyong Investment Center (Limited Partnership) (上海厚雍投資中心(有限合夥))中国(上海)自由贸易试验区富特北路211号302部位368室Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)100.00Y
Long position1,885,716
Shanghai Houzhen Investment Center (Limited Partnership) (上海厚溱投資中心(有限合夥))中国(上海)自由贸易试验区富特北路211号302部位368室Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)100.00Y
Long position1,455,300
Shanghai Houyuan Investment Center (Limited Partnership) (上海厚轅投資中心(有限合夥))中国(上海)自由贸易试验区富特北路211号302部位368室Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)100.00Y
Long position1,418,256
Shanghai Houyue Investment Center (Limited Partnership) (上海厚玥投資中心(有限合夥))中国(上海)自由贸易试验区富特北路211号302部位368室Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)100.00Y
Long position1,414,728
Shanghai Houyao Investment Center (Limited Partnership) (上海厚堯投資中心(有限合夥))中国(上海)自由贸易试验区富特北路211号302部位368室Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)100.00Y
Long position1,379,448
Shanghai Housong Investment Center (Limited Partnership) (上海厚嵩投資中心(有限合夥))中国(上海)自由贸易试验区富特北路211号302部位368室Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)100.00Y
Long position1,250,676
Shanghai Houling Investment Center (Limited Partnership) (上海厚菱投資中心(有限合夥))中国(上海)自由贸易试验区富特北路211号302部位368室Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)100.00Y
Long position885,528
Jiaxing Houjin Investment Partnership (Limited Partnership) (嘉興厚錦投資合夥企業(有限合夥))浙江省嘉兴市南湖区广益路883号联创大厦2号楼5层577室-13Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)100.00Y
Long position1,989,792
Jiaxing Houyi Investment Partnership (Limited Partnership) (嘉興厚毅投資合夥企業(有限合夥))浙江省嘉兴市南湖区广益路883号联创大厦2号楼5层577室-12Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)100.00Y
Long position10,971,374
Jiaxing Houyu Investment Partnership (Limited Partnership) (嘉興厚毓投資合夥企業(有限合夥))浙江省嘉兴市南湖区广益路883号联创大厦2号楼5层577室-11Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)100.00Y
Long position10,971,374
Jiaxing Houzi Investment Partnership (Limited Partnership) (嘉興厚諮投資合夥企業(有限合夥))浙江省嘉兴市南湖区广益路883号联创大厦2号楼5层577室-14Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)100.00Y
Long position1,989,792
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
Zhaohui ZhangAddresses of individuals are not displayed.
Long position741,211,920
Xiaozhong LiuAddresses of individuals are not displayed.
Long position741,211,920
Ning ZhaoAddresses of individuals are not displayed.
Long position741,211,920
Fertile Harvest Investment Limited (沃茂投資有限公司)Addresses of individuals are not displayed.
Long position38,724,998
Eastern Star Asia Investment Limited (東星亞洲投資有限公司)Addresses of individuals are not displayed.
Long position12,271,496
L & C Investment LimitedAddresses of individuals are not displayed.
Long position9,857,938
Shanghai Yingyi Investment Center (Limited Partnership) (上海瀛翊投資中心(有限合夥))Addresses of individuals are not displayed.
Long position5,316,319
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Ge Li held his interests in box 26 jointly with another person, through controlled corporations and interest in spouse. A total of 123,535,319 A Shares were issued on June 8, 2021 pursuant to the 2020 Capitalization of Reserve (as defined in the circular of WuXi AppTec Co., Ltd. (無錫藥明康德新藥開發股份有限公司) dated April 9, 2021).
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 11/06/2021
(dd/mm/yyyy)