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Form Serial Number: |
DA20190327E00328
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1.
Date of relevant event: |
24/03/2019 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
02331 |
4.
Name of listed corporation: |
Li Ning Co. Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
2,192,126,449 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
LI |
(Other names) |
Ning |
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10.
Name of director (Chinese): |
李寧 |
11.
Chinese Character Code as printed on HKID Card: |
26211337 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1316 | There has been a change in nature of your interest in the shares because: any other event (you must briefly describe the relevant event in the Supplementary Information box) | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
148,000,000 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 566,646,019 | 25.85 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 566,646,019 | 25.85 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4107 | Unlisted derivatives - Convertible instruments |
| 22/04/2013 | | | | HKD | 3.183 | | | 125,088,377 |
Long position | 4107 | Unlisted derivatives - Convertible instruments |
| 02/02/2015 | | | | HKD | 2.600 | | | 124,739,166 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 01/04/2017 | 01/04/2019 | | | | | | | 1,584,634 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 01/09/2019 | 31/12/2021 | | | | | | | 7,870,100 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Ace Leader Holdings Limited | Portcullis Chambers, 4th Floor, Ellen Skelton Building, 3076 Sir Francis Drake Highway, Road Town, Tortola, British Virgin Islands VG1110 (BVI) | Li Ning | 100.00 | N | |
Victory Mind Assets Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Ace Leader Holdings Limited | 57.00 | N | |
Lead Ahead Limited | Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Li Ning | 60.00 | N | |
Viva China Holdings Limited | Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands) | Lead Ahead Limited | 24.09 | N | |
Viva China Holdings Limited | Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands) | Victory Mind Assets Limited | 18.98 | N | |
Viva China Holdings Limited | Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands) | Li Ning | 0.24 | N | |
Viva China Holdings Limited | Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands) | Dragon City Management (PTC) Limited | 22.59 | N | |
Viva China Holdings Ltd | Portcullis Chambers, 4th Floor, Ellen Skelton Building, 3076 Sir Francis Drake Highway, Road Town, Tortola, British Virgin Islands VG1110 (BVI) | Viva China Holdings Limited | 100.00 | Y | |
Dragon City Management (PTC) Limited | Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Li Ning | 60.00 | N | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
(Private) | Addresses of individuals are not displayed. | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
1. (Box 24) 1316 - Viva China Holdings Ltd. ("Viva China BVI", being a substantial shareholder of the Company) has entered into a placing agreement in relation to disposal of 148,000,000 shares of the Company on 24 March 2019. Mr. Li Ning is deemed to be interested in the interest held by Viva China BVI in the Company. 2. (Box 28) 4108 - Restricted Shares
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
27/03/2019 (dd/mm/yyyy)
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