FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20180409E00347
1.
Date of relevant event
:
09/04/2018
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
02331
4.
Name of listed corporation
:
Li Ning Co. Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
2,181,835,237
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
LI
(
Other names
)
Ning
10.
Name of director (Chinese)
:
李寧
11.
Chinese Character Code as printed on HKID Card
:
26211337
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1711
Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box)
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
569,207,139
26.10
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
569,207,139
26.09
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2201
Interest of corporation controlled by you
Long position
551,762,663
2101
Beneficial owner
Long position
17,444,476
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
Long position
4107
Unlisted derivatives - Convertible instruments
22/04/2013
HKD
3.183
125,088,377
Long position
4108
Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box)
17/01/2014
31/12/2018
HKD
1.00
HKD
6.350
1,509,470
Long position
4107
Unlisted derivatives - Convertible instruments
02/02/2015
HKD
2.600
124,739,166
Long position
4108
Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box)
01/04/2017
01/04/2019
1,584,634
Long position
4108
Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box)
01/09/2019
31/12/2021
7,870,100
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Ace Leader Holdings Limited
Portcullis Chambers, 4th Floor, Ellen Skelton Building, 3076 Sir Francis Drake Highway, Road Town, Tortola, British Virgin Islands VG1110 (BVI)
Li Ning
100.00
N
Long position
0
Victory Mind Assets Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Ace Leader Holdings Limited
57.00
N
Long position
0
Lead Ahead Limited
Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Li Ning
60.00
N
Long position
0
Viva China Holdings Limited
Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands)
Lead Ahead Limtied
24.20
N
Long position
549,201,543
Viva China Holdings Limited
Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands)
Victory Mind Assets Limited
19.06
N
Long position
549,201,543
Viva China Holdings Limited
Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands)
Li Ning
0.24
N
Long position
549,201,543
Viva China Holdings Limited
Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman, KY1-1111, Cayman Islands (Cayman Islands)
Dragon City Management (PTC) Limited
22.69
N
Long position
549,201,543
Viva China Holdings Ltd
Portcullis Chambers, 4th Floor, Ellen Skelton Building, 3076 Sir Francis Drake Highway, Road Town, Tortola, British Virgin Islands VG1110 (BVI)
Viva China Holdings Limited
100.00
Y
Long position
549,201,543
Dragon City Management (PTC) Limited
Palm Grove House, P.O. Box 438, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Li Ning
60.00
N
Long position
0
Alpha Talent Management Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands)
Li Ning
100.00
Y
Long position
2,561,120
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
(Private)
Addresses of individuals are not displayed.
5103
Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position
549,201,543
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
1. (Box 24) 1711 - Change in issued share capital 2. (Box 28) 4108 - Share Options or Restricted Shares
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
09/04/2018
(dd/mm/yyyy)