FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20261112E00024
1.
Date of relevant event
:
09/11/2026
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
01088
4.
Name of listed corporation
:
China Shenhua Energy Co. Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
3,377,482,000
7.
Name of substantial shareholder
:
BlackRock, Inc.
8.
Registered office
:
251 Little Falls Drive, Wilmington, DE 19808
9.
Principal place of business in Hong Kong
:
N/A
15.
Exchange on which listed
:
New York Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
N/A
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1314
There has been a change in nature of your interest in the shares because:
you have recalled the shares under a securities borrowing and lending agreement
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
1,451,120
HKD
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
186,357,378
5.52
Short position
22,689,860
0.67
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
186,357,378
5.52
Short position
22,689,860
0.67
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
186,357,378
Short position
22,689,860
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4106
Unlisted derivatives - Cash settled
Long position
142,000
Short position
14,234,336
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
BlackRock Saturn Subco, LLC
251 Little Falls Dr, Wilmington, DE 19808
BlackRock, Inc.
100.00
N
Long position
186,357,378
Short position
22,689,860
BlackRock Finance, Inc.
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Saturn Subco, LLC
100.00
N
Long position
186,357,378
Short position
22,689,860
Trident Merger, LLC
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Finance, Inc.
100.00
N
Long position
5,104,810
BlackRock Investment Management, LLC
251 Little Falls Dr, Wilmington, DE 19808
Trident Merger, LLC
100.00
N
Long position
3,465,708
BlackRock Investment Management, LLC
251 Little Falls Dr, Wilmington, DE 19808
Trident Merger, LLC
100.00
Y
Long position
1,639,102
BlackRock Holdco 2, Inc.
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Finance, Inc.
100.00
N
Long position
181,252,568
Short position
22,689,860
BlackRock Financial Management, Inc.
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Holdco 2, Inc.
100.00
N
Long position
180,707,568
Short position
8,476,860
BlackRock Financial Management, Inc.
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Holdco 2, Inc.
100.00
Y
Long position
545,000
Short position
14,213,000
BlackRock Holdco 4, LLC
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Financial Management, Inc.
100.00
N
Long position
118,582,219
Short position
7,944,860
BlackRock Holdco 6, LLC
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Holdco 4, LLC
90.00
N
Long position
118,582,219
Short position
7,944,860
BlackRock Delaware Holdings Inc.
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Holdco 6, LLC
100.00
N
Long position
118,582,219
Short position
7,944,860
BlackRock Institutional Trust Company, National Association
400 Howard Street, San Francisco, CA 94105
BlackRock Delaware Holdings Inc.
100.00
Y
Long position
33,338,219
Short position
7,944,860
BlackRock Fund Advisors
400 Howard Street, San Francisco, CA 94105
BlackRock Delaware Holdings Inc.
100.00
Y
Long position
85,244,000
BlackRock International Holdings, Inc.
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Financial Management, Inc.
100.00
N
Long position
62,125,349
Short position
532,000
BR Jersey International Holdings L.P.
Aztec Group House, IFC 6, The Esplanade, St Helier, Jersey, JE4 0QH
BlackRock International Holdings, Inc.
86.00
N
Long position
60,712,635
Short position
532,000
BlackRock Lux Finco S.à r.l.
1st Floor, 35a Avenue J.F. Kennedy, L-1855 Luxembourg
BlackRock HK Holdco Limited
100.00
N
Long position
3,093,606
BlackRock Japan Holdings GK
Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo 100-8217 (Japan)
BlackRock Lux Finco S.à r.l.
100.00
N
Long position
3,083,106
BlackRock Japan Co., Ltd.
Marunouchi Trust Tower Main, 1-8-3 Marunouchi, Chiyoda-ku, Tokyo 100-8217 (Japan)
BlackRock Japan Holdings GK
100.00
Y
Long position
3,083,106
BlackRock Holdco 3, LLC
251 Little Falls Dr, Wilmington, DE 19808
BR Jersey International Holdings L.P.
100.00
N
Long position
43,283,613
Short position
532,000
BlackRock Canada Holdings ULC
2500, 450 – 1St Street SW Calgary, Alberta T2P 5HI
BlackRock International Holdings, Inc.
100.00
N
Long position
1,412,714
BlackRock Asset Management Canada Limited
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BlackRock Canada Holdings ULC
100.00
Y
Long position
1,412,714
BlackRock Australia Holdco Pty. Ltd.
Level 12, 33 Alfred Street, Sydney, NSW 2000
BR Jersey International Holdings L.P.
100.00
N
Long position
1,014,000
BlackRock Investment Management (Australia) Limited
Level 12, 33 Alfred Street, Sydney, NSW 2000
BlackRock Australia Holdco Pty. Ltd.
100.00
Y
Long position
1,014,000
BlackRock (Singapore) Holdco Pte. Ltd.
20 Anson Road #18-01 079912 Singapore (Singapore)
BR Jersey International Holdings L.P.
100.00
N
Long position
16,415,022
BlackRock HK Holdco Limited
30th Floor, One Taikoo Place 979 King's Road Hong Kong
BlackRock (Singapore) Holdco Pte. Ltd.
100.00
N
Long position
13,892,014
BlackRock Asset Management North Asia Limited
15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, Central, Hong Kong
BlackRock HK Holdco Limited
100.00
Y
Long position
10,798,408
BlackRock Cayman 1 LP
Walkers Corporate Limited 190 Elgin Avenue George Town, Grand Cayman KY1-9008
BlackRock Holdco 3, LLC
100.00
N
Long position
43,283,613
Short position
532,000
BlackRock Cayman West Bay Finco Limited
Walkers Corporate Limited 190 Elgin Avenue George Town, Grand Cayman KY1-9008
BlackRock Cayman 1 LP
100.00
N
Long position
43,283,613
Short position
532,000
BlackRock Cayman West Bay IV Limitied
Walkers Corporate Limited 190 Elgin Avenue George Town, Grand Cayman KY1-9008
BlackRock Cayman West Bay Finco Limited
100.00
N
Long position
43,283,613
Short position
532,000
BlackRock Group Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Cayman West Bay IV Limitied
90.00
N
Long position
43,283,613
Short position
532,000
BlackRock (Netherlands) B.V.
Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands (Amsterdam, Netherlands)
BlackRock Group Limited
100.00
N
Long position
106,000
BlackRock (Netherlands) B.V.
Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands (Amsterdam, Netherlands)
BlackRock Group Limited
100.00
Y
Long position
184,304
BlackRock International Limited
Dundas House, 20 Brandon Street, Endinburgh
BlackRock Group Limited
100.00
N
Long position
150,000
BlackRock Group Limited-Luxembourg Branch
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Group Limited
100.00
N
Long position
38,048,609
Short position
532,000
BlackRock Luxembourg Holdco S.à r.l.
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Group Limited-Luxembourg Branch
100.00
N
Long position
38,048,609
Short position
532,000
BlackRock Asset Management Ireland Limited
Glencar House, 20 Merrion Rd, Dublin 4, D04 T9F3, Ireland
BlackRock Luxembourg Holdco S.à r.l.
100.00
Y
Long position
37,872,109
BlackRock (Luxembourg) S.A.
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Luxembourg Holdco S.à r.l.
100.00
Y
Long position
131,000
Short position
532,000
BlackRock Investment Management (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Group Limited
100.00
N
Long position
1,648,000
BlackRock Investment Management (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Group Limited
100.00
Y
Long position
3,146,700
BlackRock (Netherlands) B.V. – German Branch – Frankfurt BlackRock
Bockenheimer Landstraße 2-4, 60306, Frankfurt am Main, Germany
BlackRock (Netherlands) B.V.
100.00
N
Long position
106,000
BlackRock Asset Management Deutschland AG
Lenbachplatz 1 1st Floor,Munich, 80333-MN3, Germany
BlackRock (Netherlands) B.V. – German Branch – Frankfurt BlackRock
100.00
Y
Long position
106,000
BlackRock Fund Managers Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Investment Management (UK) Limited
100.00
Y
Long position
1,648,000
BlackRock Life Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock International Limited
100.00
Y
Long position
150,000
BlackRock (Singapore) Limited
20 Anson Road #18-01 079912 Singapore (Singapore)
BlackRock (Singapore) Holdco Pte. Ltd.
100.00
Y
Long position
2,523,008
BlackRock UK Holdco Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Luxembourg Holdco S.à r.l.
100.00
N
Long position
45,500
BlackRock Asset Management Schweiz AG
Bahnhofstrasse 39 8001 Zurich, Switzerland (Switzerland)
BlackRock UK Holdco Limited
100.00
Y
Long position
45,500
BlackRock Investment Management (Taiwan) Limited
No.100, Songred Rd., Xinyi Dist., Taipei City 11073, Taiwain.
BlackRock Lux Finco S.à r.l.
100.00
Y
Long position
10,500
EG Holdings Blocker, LLC
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Investment Management, LLC
100.00
N
Long position
3,465,708
Amethyst Intermediate, LLC
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Investment Management, LLC
100.00
N
Long position
3,465,708
Aperio Holdings, LLC
251 Little Falls Dr, Wilmington, DE 19808
Amethyst Intermediate, LLC
77.00
N
Long position
3,465,708
Aperio Holdings, LLC
251 Little Falls Dr, Wilmington, DE 19808
EG Holdings Blocker, LLC
23.00
N
Long position
3,465,708
Aperio Group, LLC
2710 Gateway Oaks Drive, Suite 150N, Sacramento, CA 95833-3505
Aperio Holdings, LLC
100.00
Y
Long position
3,465,708
Aperio Group, LLC
2710 Gateway Oaks Drive, Suite 150N, Sacramento, CA 95833-3505
Aperio Holdings, LLC
100.00
Y
Long position
3,760,700
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
12/11/2026
(dd/mm/yyyy)