| |
|
Form Serial Number: |
CS20261029E00361 |
| 1.
Date of relevant event: |
26/10/2026 (dd/mm/yyyy)
|
| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
28/10/2026 (dd/mm/yyyy)
|
| 3.
Stock code: |
02050 |
| 4.
Name of listed corporation: |
Zhejiang Sanhua Intelligent Controls Co., Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
476,536,400 |
| 7.
Name of substantial shareholder: |
JPMorgan Chase & Co. |
| 8.
Registered office: |
270 Park Avenue, New York, New York, NY, 10017, United States |
| 9.
Principal place of business in Hong Kong: |
N/A |
| 15.
Exchange on which listed: |
New York Stock Exchange |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
|
| 17.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
| Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
|
Long position |
| 1013 | You first acquire a notifiable interest because: any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
| 2201 | Interest of corporation controlled by you |
|
| 2201 | Interest of corporation controlled by you |
|
2,139,740 |
HKD |
21.8000 |
21.3798 |
21.3591 |
|
| Short position |
| 1403 | You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because: any other event (you must briefly describe the relevant event in the Supplementary Information box) | |
| 2201 | Interest of corporation controlled by you | |
| 2201 | Interest of corporation controlled by you | |
363,571 |
|
|
|
|
|
|
|
| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 23,381,059 | 4.90 |
| Short position | 19,031,823 | 3.99 |
| Lending Pool | 4,707,106 | 0.98 |
|
|
| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 25,520,799 | 5.35 |
| Short position | 19,395,394 | 4.07 |
| Lending Pool | 6,527,283 | 1.36 |
|
|
| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| | Long position | 18,922,616 | | Short position | 19,395,394 |
|
| | Long position | 62,200 | | Short position | 0 |
|
| 2106 | Person having a security interest in shares |
| | Long position | 8,700 | | Short position | 0 |
|
| 2502 | Approved lending agent |
| | Long position | 6,527,283 | | Short position | 0 |
|
|
|
|
|
| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4102 | Listed derivatives - Cash settled |
| | Long position | 0 | | Short position | 43,300 |
|
| 4105 | Unlisted derivatives - Physically settled |
| | Long position | 688,033 | | Short position | 2,223,611 |
|
| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 6,742,880 | | Short position | 9,555,480 |
|
|
|
| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| J.P. Morgan Securities LLC | 270 Park Avenue New York NY 10017 United States | J.P. Morgan Broker-Dealer Holdings Inc. | 100.00 | Y | | Long position | 484,200 | | Short position | 484,200 |
|
| J.P. Morgan Investment Management Inc. | 270 Park Avenue New York NY 10017 United States | JPMorgan Asset Management Holdings Inc. | 100.00 | Y | | Long position | 30,000 | | Short position | 0 |
|
| J.P. Morgan Prime Inc. | 270 Park Avenue New York NY 10017 United States | J.P. Morgan Securities LLC | 100.00 | Y | | Long position | 14,800 | | Short position | 14,800 |
|
| JPMorgan Chase Bank, National Association | 1111 Polaris Parkway Columbus OH 43240 United States | JPMorgan Chase & Co. | 100.00 | Y | | Long position | 6,527,283 | | Short position | 0 |
|
| J.P. Morgan Alternative Asset Management, Inc. | 270 Park Avenue New York NY 10017 United States | JPMorgan Asset Management Holdings Inc. | 100.00 | Y | | Long position | 32,200 | | Short position | 0 |
|
| J.P. MORGAN SECURITIES PLC | 25 Bank Street Canary Wharf London E14 5JP England | J.P. MORGAN CAPITAL HOLDINGS LIMITED | 100.00 | Y | | Long position | 18,432,316 | | Short position | 18,896,394 |
|
| J.P. Morgan Broker-Dealer Holdings Inc. | 4 Chase Metrotech Center 4th Floor Brooklyn NY 11245 United States | JPMorgan Chase Holdings LLC | 100.00 | N | | Long position | 499,000 | | Short position | 499,000 |
|
| JPMorgan Chase Holdings LLC | 270 Park Avenue New York NY 10017 United States | JPMorgan Chase & Co. | 100.00 | N | | Long position | 561,200 | | Short position | 499,000 |
|
| JPMorgan Asset Management Holdings Inc. | 270 Park Avenue New York NY 10017 United States | JPMorgan Chase Holdings LLC | 100.00 | N | | Long position | 62,200 | | Short position | 0 |
|
| J.P. Morgan Securities LLC | 270 Park Avenue New York NY 10017 United States | J.P. Morgan Broker-Dealer Holdings Inc. | 100.00 | N | | Long position | 14,800 | | Short position | 14,800 |
|
| J.P. MORGAN CAPITAL HOLDINGS LIMITED | 25 Bank Street Canary Wharf London E14 5JP England | J.P. Morgan International Finance Limited | 100.00 | N | | Long position | 18,432,316 | | Short position | 18,896,394 |
|
| J.P. Morgan International Finance Limited | 270 Park Avenue New York NY 10017 United States | JPMorgan Chase Bank, National Association | 100.00 | N | | Long position | 18,432,316 | | Short position | 18,896,394 |
|
| JPMorgan Chase Bank, National Association | 1111 Polaris Parkway Columbus OH 43240 United States | JPMorgan Chase & Co. | 100.00 | N | | Long position | 18,432,316 | | Short position | 18,896,394 |
|
|
|
|
| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
|
| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
| | | |
|
|
| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
|
|
| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
| | | |
|
| |
| 27.
Supplementary information: |
JP Morgan Chase & Co. acquire a notifiable interest because the percentage level of our interest in the shares held in our lending pool is taken to have increased.JP Morgan Chase & Co. came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased.
|
| 28.
Log/Serial Number of the previous form: |
|
| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 2: |
29/10/2026 (dd/mm/yyyy)
|
|
|
|
|