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Form Serial Number: |
CS20261007E00312 |
| 1.
Date of relevant event: |
02/10/2026 (dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
06/10/2026 (dd/mm/yyyy)
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| 3.
Stock code: |
00763 |
| 4.
Name of listed corporation: |
ZTE Corporation - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
755,502,534 |
| 7.
Name of substantial shareholder: |
JPMorgan Chase & Co. |
| 8.
Registered office: |
270 Park Avenue, New York, New York, NY, 10017, United States |
| 9.
Principal place of business in Hong Kong: |
N/A |
| 15.
Exchange on which listed: |
New York Stock Exchange |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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|
Long position |
| 1104 | The percentage level of your interest in the shares has increased because: you acquired a security interest in the shares |
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| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
|
609,850 |
HKD |
21.8000 |
21.6487 |
22.0142 |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 44,961,749 | 5.95 |
| Short position | 22,520,101 | 2.98 |
| Lending Pool | 10,215,273 | 1.35 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 45,571,599 | 6.03 |
| Short position | 22,485,349 | 2.97 |
| Lending Pool | 10,207,293 | 1.35 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| | Long position | 26,558,915 | | Short position | 22,485,349 |
|
| | Long position | 243,800 | | Short position | 0 |
|
| 2106 | Person having a security interest in shares |
| | Long position | 8,561,591 | | Short position | 0 |
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| 2502 | Approved lending agent |
| | Long position | 10,207,293 | | Short position | 0 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4102 | Listed derivatives - Cash settled |
| | Long position | 0 | | Short position | 254,200 |
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| 4105 | Unlisted derivatives - Physically settled |
| | Long position | 2,464,789 | | Short position | 3,240,003 |
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| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 6,157,128 | | Short position | 2,558,762 |
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| 4103 | Listed derivatives - Convertible instruments |
| | Long position | 14,441,872 | | Short position | 2,210,489 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| J.P. Morgan SE | TaunusTurm Taunustor 1 Frankfurt am Main Frankfurt 60310 Germany | J.P. Morgan International Finance Limited | 100.00 | Y | | Long position | 1,105,245 | | Short position | 1,105,245 |
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| J.P. MORGAN MARKETS LIMITED | 25 Bank Street Canary Wharf London E14 5JP England | J.P. MORGAN FINANCIAL INVESTMENTS LIMITED | 100.00 | Y | | Long position | 200 | | Short position | 0 |
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| J.P. Morgan Securities LLC | 270 Park Avenue New York NY 10017 United States | J.P. Morgan Broker-Dealer Holdings Inc. | 100.00 | Y | | Long position | 3,693,345 | | Short position | 2,588,100 |
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| J.P. Morgan Investment Management Inc. | 270 Park Avenue New York NY 10017 United States | JPMorgan Asset Management Holdings Inc. | 100.00 | Y | | Long position | 50,400 | | Short position | 0 |
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| J.P. Morgan Prime Inc. | 270 Park Avenue New York NY 10017 United States | J.P. Morgan Securities LLC | 100.00 | Y | | Long position | 85 | | Short position | 85 |
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| JPMorgan Chase Bank, National Association | 1111 Polaris Parkway Columbus OH 43240 United States | JPMorgan Chase & Co. | 100.00 | Y | | Long position | 10,400,693 | | Short position | 0 |
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| J.P. MORGAN SECURITIES PLC | 25 Bank Street Canary Wharf London E14 5JP England | J.P. MORGAN CAPITAL HOLDINGS LIMITED | 100.00 | Y | | Long position | 30,321,631 | | Short position | 18,791,919 |
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| J.P. Morgan International Finance Limited | 270 Park Avenue New York NY 10017 United States | JPMorgan Chase Bank, National Association | 100.00 | N | | Long position | 31,426,876 | | Short position | 19,897,164 |
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| JPMorgan Chase Bank, National Association | 1111 Polaris Parkway Columbus OH 43240 United States | JPMorgan Chase & Co. | 100.00 | N | | Long position | 31,426,876 | | Short position | 19,897,164 |
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| J.P. MORGAN FINANCIAL INVESTMENTS LIMITED | 25 Bank Street Canary Wharf London E14 5JP England | JPMorgan Chase Holdings LLC | 100.00 | N | | Long position | 200 | | Short position | 0 |
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| JPMorgan Chase Holdings LLC | 270 Park Avenue New York NY 10017 United States | JPMorgan Chase & Co. | 100.00 | N | | Long position | 3,744,030 | | Short position | 2,588,185 |
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| J.P. Morgan Broker-Dealer Holdings Inc. | 4 Chase Metrotech Center 4th Floor Brooklyn NY 11245 United States | JPMorgan Chase Holdings LLC | 100.00 | N | | Long position | 3,693,430 | | Short position | 2,588,185 |
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| JPMorgan Asset Management Holdings Inc. | 270 Park Avenue New York NY 10017 United States | JPMorgan Chase Holdings LLC | 100.00 | N | | Long position | 50,400 | | Short position | 0 |
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| J.P. Morgan Securities LLC | 270 Park Avenue New York NY 10017 United States | J.P. Morgan Broker-Dealer Holdings Inc. | 100.00 | N | | Long position | 85 | | Short position | 85 |
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| J.P. MORGAN CAPITAL HOLDINGS LIMITED | 25 Bank Street Canary Wharf London E14 5JP England | J.P. Morgan International Finance Limited | 100.00 | N | | Long position | 30,321,631 | | Short position | 18,791,919 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
07/10/2026 (dd/mm/yyyy)
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