FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial Number: CS20260917E00460 
1. Date of relevant event: 14/09/2026
(dd/mm/yyyy)
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 03993
4. Name of listed corporation: CMOC Group Ltd. - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 3,933,468,000
7. Name of substantial shareholder: UBS Group AG 
8. Registered office: BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND
9. Principal place of business in Hong Kong: 52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG 
15. Exchange on which listed: SIX Swiss Exchange AG
16. Name of listed parent and exchange on which parent is listed:  
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1013You first acquire a notifiable interest because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201Interest of corporation controlled by you
 2,319,337
Short position 
 
 
 		            
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position195,651,2314.97
Short position106,525,9432.71
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position197,970,5685.03
Short position106,525,9432.71
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position197,970,568
Short position106,525,943

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
4103Listed derivatives - Convertible instruments
Long position87,666,108
Short position81,584,084
4105Unlisted derivatives - Physically settled
Long position7,359,760
Short position7,259,200
4106Unlisted derivatives - Cash settled
Long position4,034
Short position1,602
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
UBS Asset Management (Americas) LLCCorporation Service Company, 251 Little Falls Drive, Wilmington, Delaware, USA, 19808UBS Group AG100.00Y
Long position171,000
Short position0
UBS Asset Management (Australia) LtdLevel 16, Chifley Tower, 2 Chifley Square, Sydney, Australia, NSW 2000UBS Group AG100.00Y
Long position270,000
Short position0
UBS Asset Management (Europe) S.A.33A avenue J.F. Kennedy ,Luxembourg ,1855UBS Group AG100.00Y
Long position18,307,500
Short position0
UBS Asset Management Switzerland AGBahnhofstrasse 45, Zürich, Switzerland, CH-8001UBS Group AG100.00Y
Long position84,889
Short position0
UBS Fund Management (Switzerland) AGAeschenvorstadt 1, Basel, Switzerland, 4051UBS Group AG100.00Y
Long position17,672,636
Short position0
UBS Asset Management (UK) Limited5 Broadgate, London, United Kingdom, EC2M 2QSUBS Group AG100.00Y
Long position1,056,000
Short position0
UBS Asset Management Life Limited5 Broadgate, London, United Kingdom, EC2M 2QSUBS Group AG100.00Y
Long position357,000
Short position0
UBS (Monaco) S.A.2 Avenue de Grande-Bretagne,Monte Carlo,Monaco,98000UBS Group AG100.00Y
Long position12,000
Short position0
UBS AGBahnhofstrasse 45, Zürich, Switzerland, 8001UBS Group AG100.00Y
Long position150,467,193
Short position106,309,423
UBS Switzerland AGBahnhofstrasse 45, Zürich, Switzerland, 8001UBS Group AG100.00Y
Long position7,348,095
Short position216,520
UBS Trustees (Bahamas) LimitedEast Bay Street, Nassau, Bahamas, P.O.Box N-3241UBS Group AG100.00Y
Long position252,000
Short position0
UBS Trustees (Cayman) LimitedCayman Corporate Centre,27 Hospital Road,George Town,Grand Cayman,Cayman Islands,KYI-1106UBS Group AG100.00Y
Long position99,000
Short position0
UBS Trustees (Singapore) Ltd9 Penang Road, Singapore, 238459UBS Group AG100.00Y
Long position63,000
Short position0
UBS Europe SEBockenheimer Landstrasse 2-4 OpernTurm, Frankfurt am Main Germany, 60306UBS Group AG100.00Y
Long position979,255
Short position0
UBS SuMi TRUST Wealth Management Co., Ltd.4-1, Marunouchi 1-chome,Eiraku 17th Floor,Chiyoda-ku,Tokyo,Japan,100-0005UBS Group AG100.00Y
Long position765,000
Short position0
UBS Trustees (Jersey) Ltd1 IFC, St. Helier ,Jersey, JE2 3BXUBS Group AG100.00Y
Long position66,000
Short position0

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
 
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
  
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
  
 
27. Supplementary information: UBS acquired interest in shares under PB agreement.
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 17/09/2026
(dd/mm/yyyy)