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Form Serial Number: |
CS20260909E00546 |
| 1.
Date of relevant event: |
04/09/2026
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01133 |
| 4.
Name of listed corporation: |
Harbin Electric Co. Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
675,571,000 |
| 7.
Name of substantial shareholder: |
Citigroup Inc. |
| 8.
Registered office: |
388 Greenwich Street, New York, 10013, USA |
| 9.
Principal place of business in Hong Kong: |
50/F, Champion Tower, 3 Garden Road, Central, Hong Kong |
| 15.
Exchange on which listed: |
NYSE |
| 16.
Name of listed parent and exchange on which parent is listed: |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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|
Long position |
| 1313 | There has been a change in nature of your interest in the shares because:
you have lent the shares under a securities borrowing and lending agreement |
|
| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
|
2,723,797 |
HKD |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 37,702,407 | 5.58 |
| Short position | 16,424,972 | 2.43 |
| Lending Pool | 21,270,850 | 3.14 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 38,122,407 | 5.64 |
| Short position | 16,844,972 | 2.49 |
| Lending Pool | 21,270,850 | 3.14 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 16,851,557 | | Short position | 16,844,972 |
|
| 2502 | Approved lending agent |
| | Long position | 21,270,850 | | Short position | 0 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 986,000 | | Short position | 634,000 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Citicorp LLC | 388 Greenwich Street, New York, NY 10013, USA | Citigroup Inc. | 100.00 | N | | Long position | 21,270,850 | | Short position | 0 |
|
| Citibank, N.A. | 5800 S Corporate Place, Sioux Falls, SD 57108, Lincoln, USA | Citicorp LLC | 100.00 | Y | | Long position | 21,270,850 | | Short position | 0 |
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| Citigroup Global Markets Holdings Inc. | 388 Greenwich Street, New York, NY 10013, USA | Citigroup Inc. | 100.00 | N | | Long position | 16,851,557 | | Short position | 16,844,972 |
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| Citigroup Financial Products Inc. | 388 Greenwich Street, New York, NY 10013, USA | Citigroup Global Markets Holdings Inc. | 100.00 | N | | Long position | 16,851,557 | | Short position | 16,844,972 |
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| Citigroup Global Markets Holdings Bahamas Limited | Caves Corporate Centre Building No. 2, West Bay Street P.O. Box N-1576, Nassau, New Providence, Bahamas | Citigroup Financial Products Inc. | 90.00 | N | | Long position | 16,851,557 | | Short position | 16,844,972 |
|
| Citigroup Global Markets Limited | Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, England | Citigroup Global Markets Holdings Bahamas Limited | 100.00 | Y | | Long position | 16,851,557 | | Short position | 16,844,972 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
09/09/2026
(dd/mm/yyyy)
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