FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number
:
CS20260904E00041
1.
Date of relevant event
:
01/09/2026
(dd/mm/yyyy)
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
06031
4.
Name of listed corporation
:
SANY Heavy Industry Co., Ltd. - H Shares
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
720,614,400
7.
Name of substantial shareholder
:
BlackRock, Inc.
8.
Registered office
:
251 Little Falls Drive, Wilmington, DE 19808
9.
Principal place of business in Hong Kong
:
N/A
15.
Exchange on which listed
:
New York Stock Exchange
16.
Name of listed parent and exchange on which parent is listed
:
N/A
17.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Nature of consideration
Long position
1205
The percentage level of your interest in the shares has reduced because:
you ceased to have a security interest in the shares
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
6,047,284
HKD
3102
Assets other than cash
Short position
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
37,309,016
5.18
Short position
14,972,400
2.08
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
31,261,732
4.34
Short position
14,972,400
2.08
20.
Capacity in which interests disclosed in Box 19 are held
:
Capacity code
Number of shares
2201
Interest of corporation controlled by you
Long position
31,261,732
Short position
14,972,400
21.
Further information in respect of derivative interests
:
Derivatives code
Number of shares
4106
Unlisted derivatives - Cash settled
Long position
7,044,400
Short position
11,066,200
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
BlackRock Finance, Inc.
251 Little Falls Dr, Wilmington, DE 19808
BlackRock, Inc.
100.00
N
Long position
31,261,732
Short position
14,972,400
Trident Merger, LLC
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Finance, Inc.
100.00
N
Long position
127,600
BlackRock Investment Management, LLC
251 Little Falls Dr, Wilmington, DE 19808
Trident Merger, LLC
100.00
Y
Long position
127,600
BlackRock Holdco 2, Inc.
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Finance, Inc.
100.00
N
Long position
31,134,132
Short position
14,972,400
BlackRock Financial Management, Inc.
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Holdco 2, Inc.
100.00
N
Long position
26,938,332
Short position
5,099,000
BlackRock Financial Management, Inc.
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Holdco 2, Inc.
100.00
Y
Long position
4,195,800
Short position
9,873,400
BlackRock Holdco 4, LLC
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Financial Management, Inc.
100.00
N
Long position
313,600
Short position
3,674,400
BlackRock Holdco 6, LLC
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Holdco 4, LLC
90.00
N
Long position
313,600
Short position
3,674,400
BlackRock Delaware Holdings Inc.
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Holdco 6, LLC
100.00
N
Long position
313,600
Short position
3,674,400
BlackRock Institutional Trust Company, National Association
1225 17th Street, Suite 300, Denver, CO 80202 (Colorado, USA)
BlackRock Delaware Holdings Inc.
100.00
Y
Long position
313,600
Short position
3,674,400
BlackRock Capital Holdings, Inc.
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Financial Management, Inc.
100.00
N
Long position
6,498,937
BlackRock Advisors, LLC
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Capital Holdings, Inc.
100.00
Y
Long position
6,498,937
BlackRock International Holdings, Inc.
251 Little Falls Dr, Wilmington, DE 19808
BlackRock Financial Management, Inc.
100.00
N
Long position
20,125,795
Short position
1,424,600
BR Jersey International Holdings L.P.
13 Castle Street, St. Helier, Jersey, Channel Islands JE4 5UT (Jersey)
BlackRock International Holdings, Inc.
86.00
N
Long position
20,090,195
Short position
1,424,600
BlackRock Holdco 3, LLC
251 Little Falls Dr, Wilmington, DE 19808
BR Jersey International Holdings L.P.
100.00
N
Long position
13,779,595
Short position
1,424,600
BlackRock Canada Holdings ULC
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BlackRock International Holdings, Inc.
100.00
N
Long position
35,600
BlackRock Asset Management Canada Limited
161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada (Ontario, Canada)
BlackRock Canada Holdings ULC
100.00
Y
Long position
35,600
BlackRock Australia Holdco Pty. Ltd.
Level 12, 33 Alfred Street, Sydney, NSW 2000
BR Jersey International Holdings L.P.
100.00
N
Long position
6,400
BlackRock Investment Management (Australia) Limited
Level 12, 33 Alfred Street, Sydney, NSW 2000
BlackRock Australia Holdco Pty. Ltd.
100.00
Y
Long position
6,400
BlackRock (Singapore) Holdco Pte. Ltd.
20 Anson Road #18-01 079912 Singapore (Singapore)
BR Jersey International Holdings L.P.
100.00
N
Long position
6,304,200
BlackRock HK Holdco Limited
13th Floor, One Pacific Place, 88 Queensway, Hong Kong (Hong Kong)
BlackRock (Singapore) Holdco Pte. Ltd.
100.00
N
Long position
6,304,200
BlackRock Asset Management North Asia Limited
15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, 3 Garden Road, Central, Hong Kong
BlackRock HK Holdco Limited
100.00
Y
Long position
6,304,200
BlackRock Cayman 1 LP
c/o Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008
BlackRock Holdco 3, LLC
100.00
N
Long position
13,779,595
Short position
1,424,600
BlackRock Cayman West Bay Finco Limited
c/o Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008
BlackRock Cayman 1 LP
100.00
N
Long position
13,779,595
Short position
1,424,600
BlackRock Cayman West Bay IV Limitied
c/o Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008
BlackRock Cayman West Bay Finco Limited
100.00
N
Long position
13,779,595
Short position
1,424,600
BlackRock Group Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Cayman West Bay IV Limitied
90.00
N
Long position
13,779,595
Short position
1,424,600
BlackRock Finance Europe Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Group Limited
100.00
N
Long position
1,499,732
BlackRock (Netherlands) B.V.
Rembrandt Tower, 17th floor, Amstelplein, Amsterdam Netherlands (Amsterdam, Netherlands)
BlackRock Finance Europe Limited
100.00
Y
Long position
164,587
BlackRock Group Limited-Luxembourg Branch
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Group Limited
100.00
N
Long position
12,279,863
Short position
1,424,600
BlackRock Luxembourg Holdco S.à r.l.
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Group Limited-Luxembourg Branch
100.00
N
Long position
12,279,863
Short position
1,424,600
BLACKROCK (Luxembourg) S.A.
35 A, avenue J.F. Kennedy L-1855 Luxembourg
BlackRock Luxembourg Holdco S.à r.l.
100.00
Y
Long position
12,279,863
Short position
1,424,600
BlackRock Investment Management (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Finance Europe Limited
100.00
N
Long position
1,323,345
BlackRock Investment Management (UK) Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Finance Europe Limited
100.00
Y
Long position
11,800
BlackRock Fund Managers Limited
12 Throgmorton Avenue. London, EC2N 2DL, United Kingdom (England & Wales, United Kingdom)
BlackRock Investment Management (UK) Limited
100.00
Y
Long position
1,323,345
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust
:
Names of trust
Address
Status code
Number of shares
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
Percentage (%)
27.
Supplementary information
:
28.
Log/Serial Number of the previous form
:
29.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 2
:
04/09/2026
(dd/mm/yyyy)