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Form Serial Number: |
CS20260827E00371 |
| 1.
Date of relevant event: |
26/08/2026
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
26/08/2026
(dd/mm/yyyy)
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| 3.
Stock code: |
03223 |
| 4.
Name of listed corporation: |
Ingenic Semiconductor Co., Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
31,287,300 |
| 7.
Name of substantial shareholder: |
Guotai Junan International Holdings Limited |
| 8.
Registered office: |
27/F., Low Block, Grand Millennium Plaza, 181 Queen's Road Central, Hong Kong. |
| 9.
Principal place of business in Hong Kong: |
27/F., Low Block, Grand Millennium Plaza, 181 Queen's Road Central, Hong Kong. |
| 15.
Exchange on which listed: |
The Stock Exchange of Hong Kong Limited |
| 16.
Name of listed parent and exchange on which parent is listed: |
GUOTAI HAITONG SECURITIES CO., LTD. and The Shanghai Stock-Exchange / The Stock Exchange of Hong Kong Limited |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
| 1701 | Miscellaneous
On listing of the corporation or a class of shares of the listed corporation |
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| 2201 | Interest of corporation controlled by you |
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417,100 |
HKD |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 7,353,600 | 23.50 |
| Short position | 4,693,000 | 14.99 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 7,770,700 | 24.84 |
| Short position | 4,693,000 | 14.99 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 7,770,700 | | Short position | 4,693,000 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4105 | Unlisted derivatives - Physically settled |
| | Long position | 4,693,000 | | Short position | 4,693,000 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Guotai Junan Securities (Hong Kong) Limited | 27th Floor, Low Block, Grand Millennium Plaza, 181 Queen's Road Central, Hong Kong | Guotai Junan International Holdings Limited | 100.00 | Y | | Long position | 7,770,700 | | Short position | 4,693,000 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
Guotai Junan Securities (Hong Kong) Limited is acting as stabilizing manager for the IPO of Ingenic Semiconductor Co., Ltd. and puchsed 417,100 shares on 26 Aug 2026. For physically settled unlisted derivatives in box 21, long position represents the overallotment options and the short position represents the obligations in delivering shares to shareholders.
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
27/08/2026
(dd/mm/yyyy)
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