| |
|
Form Serial Number: |
CS20260820E00247 |
| 1.
Date of relevant event: |
17/08/2026
(dd/mm/yyyy)
|
| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
19/08/2026
(dd/mm/yyyy)
|
| 3.
Stock code: |
00470 |
| 4.
Name of listed corporation: |
Wuxi Lead Intelligent Equipment Co., Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
108,058,400 |
| 7.
Name of substantial shareholder: |
JPMorgan Chase & Co. |
| 8.
Registered office: |
270 Park Avenue, New York, New York, NY, 10017, United States |
| 9.
Principal place of business in Hong Kong: |
N/A |
| 15.
Exchange on which listed: |
New York Stock Exchange |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
|
| 17.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
| Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
|
Long position |
| 1104 | The percentage level of your interest in the shares has increased because:
you acquired a security interest in the shares |
|
| 2201 | Interest of corporation controlled by you |
|
| 2201 | Interest of corporation controlled by you |
|
557,100 |
HKD |
32.2800 |
32.0598 |
32.0633 |
|
| Short position |
|
|
|
|
|
|
|
|
|
|
|
| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 12,683,736 | 11.73 |
| Short position | 2,458,847 | 2.27 |
| Lending Pool | 5,942,889 | 5.49 |
|
|
| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 13,240,836 | 12.25 |
| Short position | 2,754,847 | 2.54 |
| Lending Pool | 5,942,889 | 5.49 |
|
|
| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| | Long position | 2,996,347 | | Short position | 2,754,847 |
|
| 2106 | Person having a security interest in shares |
| | Long position | 4,301,600 | | Short position | 0 |
|
| 2502 | Approved lending agent |
| | Long position | 5,942,889 | | Short position | 0 |
|
|
|
|
|
| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 861,200 | | Short position | 1,369,400 |
|
|
|
| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| J.P. Morgan Securities LLC | 270 Park Avenue New York NY 10017 United States | J.P. Morgan Broker-Dealer Holdings Inc. | 100.00 | Y | | Long position | 708,600 | | Short position | 0 |
|
| J.P. Morgan Prime Inc. | 270 Park Avenue New York NY 10017 United States | J.P. Morgan Securities LLC | 100.00 | Y | | Long position | 244,100 | | Short position | 57,600 |
|
| JPMorgan Chase Bank, National Association | 1111 Polaris Parkway Columbus OH 43240 United States | JPMorgan Chase & Co. | 100.00 | Y | | Long position | 5,942,889 | | Short position | 0 |
|
| J.P. MORGAN SECURITIES PLC | 25 Bank Street Canary Wharf London E14 5JP England | J.P. MORGAN CAPITAL HOLDINGS LIMITED | 100.00 | Y | | Long position | 6,345,247 | | Short position | 2,697,247 |
|
| J.P. Morgan Broker-Dealer Holdings Inc. | 4 Chase Metrotech Center 4th Floor Brooklyn NY 11245 United States | JPMorgan Chase Holdings LLC | 100.00 | N | | Long position | 952,700 | | Short position | 57,600 |
|
| JPMorgan Chase Holdings LLC | 270 Park Avenue New York NY 10017 United States | JPMorgan Chase & Co. | 100.00 | N | | Long position | 952,700 | | Short position | 57,600 |
|
| J.P. Morgan Securities LLC | 270 Park Avenue New York NY 10017 United States | J.P. Morgan Broker-Dealer Holdings Inc. | 100.00 | N | | Long position | 244,100 | | Short position | 57,600 |
|
| J.P. MORGAN CAPITAL HOLDINGS LIMITED | 25 Bank Street Canary Wharf London E14 5JP England | J.P. Morgan International Finance Limited | 100.00 | N | | Long position | 6,345,247 | | Short position | 2,697,247 |
|
| J.P. Morgan International Finance Limited | 270 Park Avenue New York NY 10017 United States | JPMorgan Chase Bank, National Association | 100.00 | N | | Long position | 6,345,247 | | Short position | 2,697,247 |
|
| JPMorgan Chase Bank, National Association | 1111 Polaris Parkway Columbus OH 43240 United States | JPMorgan Chase & Co. | 100.00 | N | | Long position | 6,345,247 | | Short position | 2,697,247 |
|
|
|
|
| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
|
| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
| | | |
|
|
| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
|
|
| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
| | | |
|
| |
| 27.
Supplementary information: |
|
| 28.
Log/Serial Number of the previous form: |
|
| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 2: |
20/08/2026
(dd/mm/yyyy)
|
|
|
|
|