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Form Serial Number: |
CS20260729E00443 |
| 1.
Date of relevant event: |
27/07/2026
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
03958 |
| 4.
Name of listed corporation: |
东方证券股份有限公司 - H股 |
| 5.
Class of shares: |
A Shares |
| 6.
Number of issued shares in class: |
7,469,482,864 |
| 7.
Name of substantial shareholder: |
上海國際集團有限公司 |
| 8.
Registered office: |
上海市静安区威海路511号 |
| 9.
Principal place of business in Hong Kong: |
ROOM 1808, OFFICE TOWER CONVENTION PLAZA, 1 HARBOUR RD, WAN CHAI, HK |
| 15.
Exchange on which listed: |
N/A |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
| 1001 | You first acquire a notifiable interest because:
you purchased the shares |
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| 2201 | Interest of corporation controlled by you |
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586,133,179 |
CNY |
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10.2900 |
| 3102 | Assets other than cash |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 0 | 0.00 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 586,133,179 | 7.85 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
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| 2201 | Interest of corporation controlled by you |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| 上海国际集团投资有限公司 | 上海市黄浦区九江路111号201室 | 上海國際集團有限公司 | 100.00 | Y | |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
于2026年7月27日，东方证券股份有限公司("东方证券”)与上海国际集团有限公司(”国际集团”)、上海国际集团投资有限公司(“国际投资”)及其他卖方签署《发行股份及支付现金购买资产协议》，据此，东方证券拟以发行股份及支付现金方式收购五名卖方合计持有的上海证券有限责任公司("上海证券”)100%股权。其中，东方证券拟分别向国际集团及国际投资发行187,403,125股及398,730,054股代价A股股份，以收购其分别持有的上海证券7.6767%及16.3333%股权，发行完成后国际集团及国际投资合共持有东方证券经扩大后A股发行股份总数的6.01%。详情请见东方证券公告。
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
29/07/2026
(dd/mm/yyyy)
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