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Form Serial Number: |
CS20260728E00335 |
| 1.
Date of relevant event: |
27/07/2026
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
03958 |
| 4.
Name of listed corporation: |
东方证券股份有限公司 - H股 |
| 5.
Class of shares: |
A Shares |
| 6.
Number of issued shares in class: |
7,469,482,864 |
| 7.
Name of substantial shareholder: |
百聯集團有限公司 |
| 8.
Registered office: |
中國(上海)自由貿易試驗區張楊路501號19樓 |
| 9.
Principal place of business in Hong Kong: |
不適用 |
| 15.
Exchange on which listed: |
不適用 |
| 16.
Name of listed parent and exchange on which parent is listed: |
不適用 |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
| 1001 | You first acquire a notifiable interest because:
you purchased the shares |
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1,220,602,526 |
CNY |
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|
10.2900 |
| 3102 | Assets other than cash |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 0 | 0.00 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,220,602,526 | 16.34 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| | Long position | 1,220,602,526 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
于2026年7月27日，东方证券股份有限公司（“东方证券”）与百联集团有限公司（“百联集团”）及其他卖方签署《发行股份及支付现金购买资产协议》，据此，东方证券拟以发行股份及支付现金方式收购五名卖方合计持有的上海证券有限责任公司（“上海证券”）100%股权。其中，东方证券拟向百联集团发行1,220,602,526股代价A股股份，以收购其分别持有的上海证券50.0000%股权，发行完成后百联集团合共持有东方证券经扩大后A股发行股份总数的11.38%。详情请见东方证券日期为2026年7月27日的公告。
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
28/07/2026
(dd/mm/yyyy)
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