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Form Serial Number: |
CS20260724E00623 |
| 1.
Date of relevant event: |
21/07/2026
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01157 |
| 4.
Name of listed corporation: |
Zoomlion Heavy Industry Science and Technology Co., Ltd-H Sh |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
1,552,507,548 |
| 7.
Name of substantial shareholder: |
Citigroup Inc. |
| 8.
Registered office: |
388 Greenwich Street, New York, 10013, USA |
| 9.
Principal place of business in Hong Kong: |
50/F, Champion Tower, 3 Garden Road, Central, Hong Kong |
| 15.
Exchange on which listed: |
NYSE |
| 16.
Name of listed parent and exchange on which parent is listed: |
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| 17.
Details of relevant event: |
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Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
|
| Before relevant event
|
After relevant event
|
Highest price (per share)
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Average price (per share)
|
Average consideration (per share)
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Nature of consideration
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|
Long position |
| 1013 | You first acquire a notifiable interest because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
|
| 2502 | Approved lending agent |
|
1,054,489 |
HKD |
0.0000 |
0.0000 |
0.0000 |
|
| Short position |
| 1403 | You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
| 2201 | Interest of corporation controlled by you |
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42,400 |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 77,517,118 | 4.99 |
| Short position | 31,513,444 | 2.02 |
| Lending Pool | 46,002,253 | 2.96 |
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|
| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 78,571,607 | 5.06 |
| Short position | 31,471,044 | 2.02 |
| Lending Pool | 47,099,142 | 3.03 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 31,472,465 | | Short position | 31,471,044 |
|
| 2502 | Approved lending agent |
| | Long position | 47,099,142 | | Short position | 0 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4103 | Listed derivatives - Convertible instruments |
| | Long position | 20,137,126 | | Short position | 0 |
|
| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 595,600 | | Short position | 5,368,000 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Citicorp LLC | 388 Greenwich Street, New York, NY 10013, USA | Citigroup Inc. | 100.00 | N | | Long position | 47,099,142 | | Short position | 0 |
|
| Citibank, N.A. | 5800 S Corporate Place, Sioux Falls, SD 57108, Lincoln, USA | Citicorp LLC | 100.00 | Y | | Long position | 47,099,142 | | Short position | 0 |
|
| Citigroup Global Markets Holdings Inc. | 388 Greenwich Street, New York, NY 10013, USA | Citigroup Inc. | 100.00 | N | | Long position | 31,472,465 | | Short position | 31,471,044 |
|
| Citigroup Financial Products Inc. | 388 Greenwich Street, New York, NY 10013, USA | Citigroup Global Markets Holdings Inc. | 100.00 | N | | Long position | 31,472,465 | | Short position | 31,471,044 |
|
| Citigroup Global Markets Holdings Bahamas Limited | Caves Corporate Centre Building No. 2, West Bay Street P.O. Box N-1576, Nassau, New Providence, Bahamas | Citigroup Financial Products Inc. | 90.00 | N | | Long position | 31,472,465 | | Short position | 31,471,044 |
|
| Citigroup Global Markets Limited | Citigroup Centre, Canada Square, Canary Wharf, London E14 5LB, England | Citigroup Global Markets Holdings Bahamas Limited | 100.00 | Y | | Long position | 31,472,465 | | Short position | 31,471,044 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
| | | |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
Percentage level of Citigroup Inc.'s interest in the shares held in the lending pool has increased. Citigroup Inc. first acquired a notifiable interest of 5% in long and had a short position of 1%.
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
24/07/2026
(dd/mm/yyyy)
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