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Form Serial Number: |
CS20260715E00015 |
| 1.
Date of relevant event: |
09/07/2026 (dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
10/07/2026 (dd/mm/yyyy)
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| 3.
Stock code: |
01377 |
| 4.
Name of listed corporation: |
廣東鼎泰高科技術股份有限公司 - H股 |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
12,632,000 |
| 7.
Name of substantial shareholder: |
國泰海通證券股份有限公司 |
| 8.
Registered office: |
中國(上海)自由貿易試驗區商城路618號,郵政編碼200120 |
| 9.
Principal place of business in Hong Kong: |
香港灣仔皇后大道東28號金鐘匯中心18樓 |
| 15.
Exchange on which listed: |
上海交易所及香港交易所 |
| 16.
Name of listed parent and exchange on which parent is listed: |
無 |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
| 1001 | You first acquire a notifiable interest because: you purchased the shares |
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| 2201 | Interest of corporation controlled by you |
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911,300 |
HKD |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 0 | 0.00 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 911,300 | 7.21 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Guotai Haitong Financial Holdings Limited | Room 1506-08,15/F, One Exchange Square, 8 Connaught Place,Central, Hong Kong | Guotai Haitong Securities Co., Ltd. | 100.00 | N | |
| Guotai Junan International Holdings Limited | 27th Floor, Low Block, Grand Millennium Plaza, 181 Queen's Road Central, Hong Kong | Guotai Haitong Financial Holdings Limited | 73.92 | N | |
| Guotai Junan Financial Products Limited | 27th Floor, Low Block, Grand Millennium Plaza, 181 Queen's Road Central, Hong Kong | Guotai Junan International Holdings Limited | 100.00 | Y | |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
Guotai Haitong Securities Co., Ltd. acquired a notifiable interest in 1377.HK (GUANGDONG DTECH TECHNOLOGY CO., LTD. - H SHARES) due to hedging of 911,300 shares conducted by Guotai Junan Financial Products Limited in relation to a total return swap with client
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
15/07/2026 (dd/mm/yyyy)
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