| |
|
Form Serial Number: |
CS20260709E00560 |
| 1.
Date of relevant event: |
06/07/2026
(dd/mm/yyyy)
|
| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
00763 |
| 4.
Name of listed corporation: |
ZTE Corporation - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
755,502,534 |
| 7.
Name of substantial shareholder: |
UBS Group AG |
| 8.
Registered office: |
BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND |
| 9.
Principal place of business in Hong Kong: |
52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG |
| 15.
Exchange on which listed: |
SIX Swiss Exchange AG |
| 16.
Name of listed parent and exchange on which parent is listed: |
|
|
| 17.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
| Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
|
Long position |
| 1113 | The percentage level of your interest in the shares has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
|
| 2201 | Interest of corporation controlled by you |
|
3,872,632 |
|
|
|
|
|
| Short position |
|
|
|
|
|
|
|
|
|
|
|
| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 60,113,426 | 7.96 |
| Short position | 43,347,949 | 5.74 |
|
|
| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 63,986,058 | 8.47 |
| Short position | 43,347,949 | 5.74 |
|
|
| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 63,986,058 | | Short position | 43,347,949 |
|
|
|
|
|
| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4103 | Listed derivatives - Convertible instruments |
| | Long position | 35,680,315 | | Short position | 28,118,380 |
|
| 4105 | Unlisted derivatives - Physically settled |
| | Long position | 1,197,006 | | Short position | 1,336,960 |
|
| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 2,307,576 | | Short position | 2 |
|
|
|
| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| UBS Asset Management (Americas) LLC | Corporation Service Company ,251 Little Falls Drive ,Wilmington ,USA ,19808 | UBS Group AG | 100.00 | Y | | Long position | 10,800 | | Short position | 0 |
|
| UBS Asset Management (Australia) Ltd | Level 16 ,Chifley Tower ,2 Chifley Square ,Sydney ,Australia ,NSW 2000 | UBS Group AG | 100.00 | Y | | Long position | 49,280 | | Short position | 0 |
|
| UBS Asset Management (Europe) S.A. | 33A avenue J.F. Kennedy ,Luxembourg ,1855 | UBS Group AG | 100.00 | Y | | Long position | 2,909,324 | | Short position | 0 |
|
| UBS Fund Management (Switzerland) AG | Aeschenvorstadt 1 ,Basel ,Switzerland ,4051 | UBS Group AG | 100.00 | Y | | Long position | 2,104,645 | | Short position | 0 |
|
| UBS Asset Management (UK) Limited | 5 Broadgate ,London ,United Kingdom ,EC2M 2QS | UBS Group AG | 100.00 | Y | | Long position | 768,600 | | Short position | 0 |
|
| UBS Asset Management Life Limited | 5 Broadgate, London, United Kingdom, EC2M 2QS | UBS Group AG | 100.00 | Y | | Long position | 133,000 | | Short position | 0 |
|
| UBS Switzerland AG | Bahnhofstrasse 45,Zurich ,Switzerland ,8001 | UBS Group AG | 100.00 | Y | | Long position | 1,299,465 | | Short position | 0 |
|
| UBS AG | Bahnhofstrasse 45,Zurich ,Switzerland ,8001 | UBS Group AG | 100.00 | Y | | Long position | 56,710,944 | | Short position | 41,829,498 |
|
| UBS Securities LLC | Corporation Service Company,251 Little Falls Drive,Wilmington,USA,19808 | UBS Group AG | 100.00 | Y | | Long position | 0 | | Short position | 1,518,451 |
|
|
|
|
| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
|
| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
| | | |
|
|
| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
|
|
| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
| | | |
|
| |
| 27.
Supplementary information: |
UBS acquired interest in the shares under PB agreement.
|
| 28.
Log/Serial Number of the previous form: |
|
| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 2: |
09/07/2026
(dd/mm/yyyy)
|
|
|
|
|