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Form Serial Number: |
CS20260623E00519 |
| 1.
Date of relevant event: |
17/06/2026
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
02208 |
| 4.
Name of listed corporation: |
Goldwind Science & Technology Co., Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
770,132,399 |
| 7.
Name of substantial shareholder: |
Bank of America Corporation |
| 8.
Registered office: |
Bank of America Corporate Center, 100 North Tryon Street, Charlotte, NC 28255, United States |
| 9.
Principal place of business in Hong Kong: |
19/F, Kowloon Commerce Centre, 51 Kwai Cheong Road, Kwai Chung, Hong Kong |
| 15.
Exchange on which listed: |
New York Stock Exchange |
| 16.
Name of listed parent and exchange on which parent is listed: |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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|
Long position |
| 1316 | There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
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28,121,603 |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 43,663,844 | 5.67 |
| Short position | 43,507,236 | 5.65 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 43,663,844 | 5.67 |
| Short position | 43,507,236 | 5.65 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 43,663,844 | | Short position | 43,507,236 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 13,329,907 | | Short position | 1,456,362 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| NB Holdings Corporation | The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, United States. Incorporated in: United States | Bank of America Corporation | 100.00 | N | | Long position | 43,663,844 | | Short position | 43,507,236 |
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| BofAML Jersey Holdings Limited | Level 1, IFC1, The Esplanade, St Helier, JE2 3BX, Jersey. Incorporated in: Jersey | NB Holdings Corporation | 100.00 | N | | Long position | 43,283,357 | | Short position | 43,498,249 |
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| BofAML EMEA Holdings 2 Limited | Level 1, IFC1, The Esplanade, St Helier, JE2 3BX, Jersey. Incorporated in: Jersey | BofAML Jersey Holdings Limited | 100.00 | N | | Long position | 43,283,357 | | Short position | 43,498,249 |
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| Merrill Lynch International | 2 King Edward Street, London, England, EC1A 1HQ, United Kingdom. Incorporated in: United Kingdom | BofAML EMEA Holdings 2 Limited | 80.10 | Y | | Long position | 43,283,357 | | Short position | 43,498,249 |
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| BofA Securities, Inc. | One Bryant Park, New York NY 10036, United States. Incorporated in: United States | NB Holdings Corporation | 100.00 | Y | | Long position | 8,987 | | Short position | 8,987 |
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| BAC North America Holding Company | The Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, United States. Incorporated in: United States | NB Holdings Corporation | 100.00 | N | | Long position | 272,600 | | Short position | 0 |
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| Bank of America, National Association | 100 North Tryon Street, Charlotte, USA. Incorporated in: United States | BAC North America Holding Company | 100.00 | Y | | Long position | 272,600 | | Short position | 0 |
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| BofA Securities Europe SA | 49-51 Rue La Boetie, PARIS, France. Incorporated in: France | NB Holdings Corporation | 99.90 | Y | | Long position | 98,900 | | Short position | 0 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
Box 17: Recall of shares from tri-party.
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
23/06/2026
(dd/mm/yyyy)
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