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Form Serial Number: |
CS20260619E00170 |
| 1.
Date of relevant event: |
16/06/2026
(dd/mm/yyyy)
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| 2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
18/06/2026
(dd/mm/yyyy)
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| 3.
Stock code: |
01072 |
| 4.
Name of listed corporation: |
Dongfang Electric Corporation Ltd. - H Shares |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
408,000,000 |
| 7.
Name of substantial shareholder: |
JPMorgan Chase & Co. |
| 8.
Registered office: |
270 Park Avenue, New York, New York, NY, 10017, United States |
| 9.
Principal place of business in Hong Kong: |
N/A |
| 15.
Exchange on which listed: |
New York Stock Exchange |
| 16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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| 17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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|
Long position |
| 16022 | Approved Lending Agents
Notice under section 5(4) of the Securities and Futures (Disclosure of Interests – Securities Borrowing and Lending) Rules by a person that controls an approved lending agent (choose one):
the percentage level of your interest in the shares held in the lending pool of the approved lending agent is taken to have reduced |
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| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
|
2,488,301 |
HKD |
27.1800 |
26.3365 |
26.3365 |
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| Short position |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 26,687,267 | 6.54 |
| Short position | 16,484,726 | 4.04 |
| Lending Pool | 6,436,359 | 1.57 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 24,198,966 | 5.93 |
| Short position | 16,649,750 | 4.08 |
| Lending Pool | 4,614,558 | 1.13 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Capacity code | Number of shares |
| | Long position | 17,191,820 | | Short position | 16,649,750 |
|
| | Long position | 39,400 | | Short position | 0 |
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| 2106 | Person having a security interest in shares |
| | Long position | 2,353,188 | | Short position | 0 |
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| 2502 | Approved lending agent |
| | Long position | 4,614,558 | | Short position | 0 |
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| 21.
Further information in respect of derivative interests: |
| Derivatives code | Number of shares |
| 4102 | Listed derivatives - Cash settled |
| | Long position | 0 | | Short position | 211,000 |
|
| 4105 | Unlisted derivatives - Physically settled |
| | Long position | 328,985 | | Short position | 996,451 |
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| 4106 | Unlisted derivatives - Cash settled |
| | Long position | 1,789,424 | | Short position | 13,408,151 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| J.P. Morgan Securities LLC | 270 Park Avenue New York NY 10017 United States | J.P. Morgan Broker-Dealer Holdings Inc. | 100.00 | Y | | Long position | 2,887,656 | | Short position | 629,468 |
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| JPMorgan Asset Management (China) Company Limited | 42F&43F 479 Lujiazui Ring Road China (Shanghai) Pilot Free Trade Zone Shanghai 200120 China | JPMorgan Asset Management Holdings Inc. | 100.00 | Y | | Long position | 13,400 | | Short position | 0 |
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| J.P. Morgan Investment Management Inc. | 270 Park Avenue New York NY 10017 United States | JPMorgan Asset Management Holdings Inc. | 100.00 | Y | | Long position | 26,000 | | Short position | 0 |
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| J.P. Morgan Prime Inc. | 270 Park Avenue New York NY 10017 United States | J.P. Morgan Securities LLC | 100.00 | Y | | Long position | 15,130 | | Short position | 15,130 |
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| JPMorgan Chase Bank, National Association | 1111 Polaris Parkway Columbus OH 43240 United States | JPMorgan Chase & Co. | 100.00 | Y | | Long position | 4,614,558 | | Short position | 0 |
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| J.P. MORGAN SECURITIES PLC | 25 Bank Street Canary Wharf London E14 5JP England | J.P. MORGAN CAPITAL HOLDINGS LIMITED | 100.00 | Y | | Long position | 16,642,222 | | Short position | 16,005,152 |
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| J.P. Morgan Broker-Dealer Holdings Inc. | 4 Chase Metrotech Center 4th Floor Brooklyn NY 11245 United States | JPMorgan Chase Holdings LLC | 100.00 | N | | Long position | 2,902,786 | | Short position | 644,598 |
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| JPMorgan Chase Holdings LLC | 270 Park Avenue New York NY 10017 United States | JPMorgan Chase & Co. | 100.00 | N | | Long position | 2,942,186 | | Short position | 644,598 |
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| JPMorgan Asset Management Holdings Inc. | 270 Park Avenue New York NY 10017 United States | JPMorgan Chase Holdings LLC | 100.00 | N | | Long position | 39,400 | | Short position | 0 |
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| J.P. Morgan Securities LLC | 270 Park Avenue New York NY 10017 United States | J.P. Morgan Broker-Dealer Holdings Inc. | 100.00 | N | | Long position | 15,130 | | Short position | 15,130 |
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| J.P. Morgan International Finance Limited | 270 Park Avenue New York NY 10017 United States | JPMorgan Chase Bank, National Association | 100.00 | N | | Long position | 16,642,222 | | Short position | 16,005,152 |
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| JPMorgan Chase Bank, National Association | 1111 Polaris Parkway Columbus OH 43240 United States | JPMorgan Chase & Co. | 100.00 | N | | Long position | 16,642,222 | | Short position | 16,005,152 |
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| J.P. MORGAN CAPITAL HOLDINGS LIMITED | 25 Bank Street Canary Wharf London E14 5JP England | J.P. Morgan International Finance Limited | 100.00 | N | | Long position | 16,642,222 | | Short position | 16,005,152 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
| Names of trust | Address | Status code | Number of shares |
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| 25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | Percentage (%) |
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| 27.
Supplementary information: |
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| 28.
Log/Serial Number of the previous form: |
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| 29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
19/06/2026
(dd/mm/yyyy)
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