Hong Kong Exchanges and Clearing Limited

表格 2 - 法團大股東通知

表格序號:

CS20241030E00452

1. 有關事件的日期:

25/10/2024
(日 / 月 / 年)

2. 大股東知悉有關事件／股份權益的日期(如在有關事件的日期之後):

(日 / 月 / 年)

3. 股份代號:

09988

4. 上市法團的名稱:

Alibaba Group Holding Ltd. - W

5. 股份類別:

普通股

6. 該類別的已發行股份的數目:

19,159,840,572

7. 大股東的名稱:

The Goldman Sachs Group, Inc.

8. 註冊辦事處:

Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA

9. 香港主要營業地點:

Nil

15. 在哪一家交易所上市:

New York Stock Exchange

16. 上市母公司的名稱及母公司在哪一家交易所上市:

Nil

17. 有關事件的詳情:

有關事件的簡述

以前／現時持有股份的身分

買／賣或涉及的股份數目

交易的貨幣

場內

場外

有關事件之前

有關事件之後

最高價（每股）

平均價（每股）

平均代價（每股）

代價的性質

好倉

淡倉

1403	你變為持有1%或以上的股份的淡倉，或你於有關股份的淡倉的百分率水平有所上升，原因是：任何其他事件（你必須在補充資料方格簡述有關事件）

2201	你所控制的法團的權益

43,496,024

18. 緊接在有關事件之前的股份總數:

	股份總數	百分率數字(%)
好倉	1,026,969,005	5.36
淡倉	761,820,901	3.98

19. 緊接在有關事件之後的股份總數:

	股份總數	百分率數字(%)
好倉	1,026,969,005	5.36
淡倉	805,316,925	4.20

20. 以何種身分持有方格19所披露的權益:

切合身分的代號

股份數目

2201	你所控制的法團的權益

好倉	1,026,969,005
淡倉	805,316,925

21. 有關衍生權益的進一步資料:

衍生工具的代號

股份數目

4101	上市衍生工具 - 以實物交收

好倉	320,054,625
淡倉	302,510,029

4102	上市衍生工具 - 以現金交收

好倉	31,169
淡倉	1,802,140

4104	上市衍生工具 - 其他（你必須在補充資料方格描述衍生工具類別）

好倉	0
淡倉	2,600

4105	非上市衍生工具 - 以實物交收

好倉	409,498,064
淡倉	382,660,166

4106	非上市衍生工具 - 以現金交收

好倉	60,019,863
淡倉	93,345,943

4107	非上市衍生工具 - 可轉換文書

好倉	18,894,566
淡倉	448,225

22. 有關由大股東所控制的法團的權益的進一步資料:

受控法團的名稱

地址及註冊成立地點

控權人士的姓名或名稱

控制百分率%

直接權益(Y/N)

股份數目

Folio Financial, Inc.

8180 Greensboro Dr., McLean VA 22102, USA

The Goldman Sachs Group, Inc.

100.00

好倉	120
淡倉	0

Folio Investments, Inc.

8180 Greensboro Dr., McLean VA 22102, USA

Folio Financial, Inc.

100.00

好倉	120
淡倉	0

Goldman Sachs & Co. LLC

200 West Street, New York, NY 10282, USA

The Goldman Sachs Group, Inc.

100.00

好倉	270,497,774
淡倉	333,784,694

Goldman Sachs (UK) L.L.C.

Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA

The Goldman Sachs Group, Inc.

100.00

好倉	685,392,487
淡倉	471,204,169

Goldman Sachs Group UK Limited

Plumtree Court, 25 Shoe Lane, London EC4A 4AU, GBR

Goldman Sachs (UK) L.L.C.

100.00

好倉	685,392,487
淡倉	471,204,169

Goldman Sachs International

Plumtree Court, 25 Shoe Lane, London EC4A 4AU, GBR

Goldman Sachs Group UK Limited

100.00

好倉	685,392,487
淡倉	471,204,169

Goldman Sachs Bank USA

200 West Street, New York, NY 10282, USA

The Goldman Sachs Group, Inc.

100.00

好倉	1
淡倉	0

IMD Holdings LLC

251 Little Falls Dr., Wilmington DE 19808, USA

The Goldman Sachs Group, Inc.

100.00

好倉	11,597
淡倉	0

GS AYCO HOLDING LLC

251 Little Falls Dr., Wilmington DE 19808, USA

IMD Holdings LLC

100.00

好倉	11,597
淡倉	0

THE AYCO COMPANY, L.P.

1209 Orange Street, Wilmington DE 19801, USA

GS AYCO HOLDING LLC

99.00

好倉	11,597
淡倉	0

GSAM Holdings LLC

251 Little Falls Dr., Wilmington DE 19808, USA

The Goldman Sachs Group, Inc.

100.00

好倉	25,573,581
淡倉	0

Goldman Sachs Asset Management, L.P.

Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA

GSAM Holdings LLC

99.00

好倉	25,573,581
淡倉	0

GSAM Holdings LLC

251 Little Falls Dr., Wilmington DE 19808, USA

The Goldman Sachs Group, Inc.

100.00

好倉	16,597,575
淡倉	0

Goldman Sachs Asset Management Holdings LLC

251 Little Falls Dr., Wilmington DE 19808, USA

GSAM Holdings LLC

75.00

好倉	16,597,575
淡倉	0

Goldman Sachs Asset Management UK Holdings I Ltd

Plumtree Court, 25 Shoe Lane, London EC4A 4AU, GBR

Goldman Sachs Asset Management Holdings LLC

100.00

好倉	16,597,575
淡倉	0

Goldman Sachs Asset Management UK Holdings II Ltd

Plumtree Court, 25 Shoe Lane, London EC4A 4AU, GBR

Goldman Sachs Asset Management UK Holdings I Ltd

100.00

好倉	16,597,575
淡倉	0

Goldman Sachs Asset Management Holdings I B.V.

Gustav Mahlerplein 78 B, 12th Floor, ITO Tower, Amsterdam 1082MA, NLD

Goldman Sachs Asset Management UK Holdings II Ltd

100.00

好倉	16,597,575
淡倉	0

Goldman Sachs Asset Management Holdings II B.V.

Gustav Mahlerplein 78 B, 12th Floor, ITO Tower, Amsterdam 1082MA, NLD

Goldman Sachs Asset Management UK Holdings II Ltd

100.00

好倉	16,597,575
淡倉	0

Goldman Sachs Asset Management Holdings B.V.

Prinses Beatrixlaan 35, The Hague, 2595 AK, NLD

Goldman Sachs Asset Management Holdings II B.V.

50.00

好倉	16,597,575
淡倉	0

Goldman Sachs Asset Management Holdings B.V.

Prinses Beatrixlaan 35, The Hague, 2595 AK, NLD

Goldman Sachs Asset Management Holdings I B.V.

50.00

好倉	16,597,575
淡倉	0

Goldman Sachs Asset Management International Holdings B.V.

Prinses Beatrixlaan 35, The Hague, 2595 AK, NLD

Goldman Sachs Asset Management Holdings B.V.

100.00

好倉	16,597,575
淡倉	0

Goldman Sachs Asset Management B.V.

Prinses Beatrixlaan 35, The Hague, 2595 AK, NLD

Goldman Sachs Asset Management International Holdings B.V.

100.00

好倉	16,597,575
淡倉	0

GSAM Holdings LLC

251 Little Falls Dr., Wilmington DE 19808, USA

The Goldman Sachs Group, Inc.

100.00

好倉	27,659,436
淡倉	0

GSAMI HOLDINGS I LLC

251 Little Falls Dr., Wilmington DE 19808, USA

GSAM Holdings LLC

100.00

好倉	27,659,436
淡倉	0

GSAM HOLDINGS II LLC

251 Little Falls Dr., Wilmington DE 19808, USA

GSAM Holdings LLC

100.00

好倉	27,659,436
淡倉	0

GSAMI HOLDINGS III LTD

Plumtree Court, 25 Shoe Lane, London EC4A 4AU, GBR

GSAMI HOLDINGS I LLC

100.00

好倉	27,659,436
淡倉	0

GSAMI HOLDINGS III LTD

Plumtree Court, 25 Shoe Lane, London EC4A 4AU, GBR

GSAM HOLDINGS II LLC

100.00

好倉	27,659,436
淡倉	0

GSAMI HOLDINGS II LTD

Plumtree Court, 25 Shoe Lane, London EC4A 4AU, GBR

GSAMI HOLDINGS III LTD

100.00

好倉	27,659,436
淡倉	0

GSAMI HOLDINGS II LTD

Plumtree Court, 25 Shoe Lane, London EC4A 4AU, GBR

GSAMI HOLDINGS I LLC

100.00

好倉	27,659,436
淡倉	0

Goldman Sachs Asset Management International Holdings LTD

Plumtree Court, 25 Shoe Lane, London EC4A 4AU, GBR

GSAMI HOLDINGS III LTD

100.00

好倉	27,659,436
淡倉	0

Goldman Sachs Asset Management International Holdings LTD

Plumtree Court, 25 Shoe Lane, London EC4A 4AU, GBR

GSAMI HOLDINGS II LTD

100.00

好倉	27,659,436
淡倉	0

Goldman Sachs Asset Management International

Plumtree Court, 25 Shoe Lane, London EC4A 4AU, GBR

Goldman Sachs Asset Management International Holdings LTD

100.00

好倉	27,659,436
淡倉	0

GSAM Holdings LLC

251 Little Falls Dr., Wilmington DE 19808, USA

The Goldman Sachs Group, Inc.

100.00

好倉	933,820
淡倉	0

Goldman Sachs Asset Management, L.P.

Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA

GSAM Holdings LLC

99.00

好倉	933,820
淡倉	0

Goldman Sachs Asset Management International Holdings L.L.C.

Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA

Goldman Sachs Asset Management, L.P.

75.00

好倉	933,820
淡倉	0

Goldman Sachs Asset Management (Singapore) Pte. Ltd.

1 Raffles Link, 07-01 South Lobby, Singapore 039393, SGP

Goldman Sachs Asset Management International Holdings L.L.C.

100.00

好倉	933,820
淡倉	0

Goldman Sachs Bank USA

200 West Street, New York, NY 10282, USA

The Goldman Sachs Group, Inc.

100.00

好倉	13,934
淡倉	320,262

Goldman Sachs Bank Europe SE

Marienturm, Taunusanlage 9-10, Frankfurt am Main 60329, DEU

Goldman Sachs Bank USA

100.00

好倉	13,934
淡倉	320,262

GSAM Holdings LLC

251 Little Falls Dr., Wilmington DE 19808, USA

The Goldman Sachs Group, Inc.

100.00

好倉	110,000
淡倉	0

Goldman Sachs Asset Management, L.P.

Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA

GSAM Holdings LLC

99.00

好倉	110,000
淡倉	0

Goldman Sachs Asset Management International Holdings L.L.C.

Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA

Goldman Sachs Asset Management, L.P.

75.00

好倉	110,000
淡倉	0

Goldman Sachs Asset Management CO., LTD.

Toranomon Hills Station Tower, 6-1, Toranomon 2-Chrome, Minato-ku, Tokyo 105-5543, JPN

Goldman Sachs Asset Management International Holdings L.L.C.

100.00

好倉	110,000
淡倉	0

Goldman Sachs Non-US Americas Holdings LLC

Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA

The Goldman Sachs Group, Inc.

100.00

好倉	29,079
淡倉	7,800

Goldman Sachs Non-US Americas Holdings II LLC

Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA

Goldman Sachs Non-US Americas Holdings LLC

100.00

好倉	29,079
淡倉	7,800

Goldman Sachs Latin America Holdings LLC

1209 Orange Street, Wilmington DE 19801, USA

Goldman Sachs Non-US Americas Holdings II LLC

75.00

好倉	29,079
淡倉	7,800

Goldman Sachs Do Brasil Holding Financeira LTDA

Rua Leopoldo Couto De Magalhaes Jr., 700, 16 andar - parte, 17 andar e 18 andar - parte, Brazil 04542-000

Goldman Sachs Latin America Holdings LLC

100.00

好倉	29,079
淡倉	7,800

Goldman Sachs Do Brasil Banco Multiplo S/A

Rua Leopoldo Couto De Magalhaes Jr., 700, 16 andar - parte, 17 andar e 18 andar - parte, Brazil 04542-000

Goldman Sachs Do Brasil Holding Financeira LTDA

99.90

好倉	29,079
淡倉	7,800

GOLDMAN SACHS (UK) L.L.C.

Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA

The Goldman Sachs Group, Inc.

100.00

好倉	1
淡倉	0

GOLDMAN SACHS GROUP UK LIMITED

Plumtree Court, 25 Shoe Lane, London, United Kingdom, EC4A 4AU

GOLDMAN SACHS (UK) L.L.C.

100.00

好倉	1
淡倉	0

Goldman Sachs International Bank

Plumtree Court, 25 Shoe Lane, London, United Kingdom, EC4A 4AU

GOLDMAN SACHS GROUP UK LIMITED

100.00

好倉	1
淡倉	0

GSAM Holdings LLC

251 Little Falls Dr., Wilmington DE 19808, USA

The Goldman Sachs Group, Inc.

100.00

好倉	149,600
淡倉	0

Goldman Sachs Asset Management, L.P.

Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA

GSAM Holdings LLC

99.00

好倉	149,600
淡倉	0

Goldman Sachs Asset Management International Holdings L.L.C.

Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA

Goldman Sachs Asset Management, L.P.

75.00

好倉	149,600
淡倉	0

Goldman Sachs Asset Management Australia Holdings Pty Ltd

Level 22, 101 Collins Street, Melbourne, Victoria (AU4), Australia

Goldman Sachs Asset Management International Holdings L.L.C.

100.00

好倉	149,600
淡倉	0

Goldman Sachs Asset Management Australia Pty Ltd

Level 22, 101 Collins Street, Melbourne, Victoria (AU4), Australia

Goldman Sachs Asset Management Australia Holdings Pty Ltd

100.00

好倉	149,600
淡倉	0

23. 有關由大股東與另一人共同持有的權益的進一步資料:

聯合股東的姓名或名稱	地址	股份數目

24. 來自受託人、信託受益人或酌情信託成立人的進一步資料:

信託的名稱	地址	與信託有關的身分代號	股份數目

25. 來自第317條所指的協議的一方的進一步資料（關於所需的進一步資料，請參閱註釋）:

其他方的姓名或名稱	地址	股份數目

根據第317及318條，大股東持有權益的股份總數

26. 大股東或其董事慣於按照其指令行事的人士的詳情:

姓名	地址	關係代號	百分率(%)

27. 補充資料:

The percentage level of our short interest in the shares has increased due to increase in listed derivatives positions.

28. 過往的表格的編號／序號:

29. 夾附／上載第317條所指的一致行動人士文件的數目:

將本表格2送交存檔的日期:

30/10/2024
(日 / 月 / 年)