表格 2 - 法團大股東通知
表格序號
:
CS20241018E00466
1.
有關事件的日期
:
15/10/2024
(日 / 月 / 年)
2.
大股東知悉有關事件/股份權益的日期(如在有關事件的日期之後)
:
17/10/2024
(日 / 月 / 年)
3.
股份代號
:
09988
4.
上市法團的名稱
:
Alibaba Group Holding Ltd. - W
5.
股份類別
:
普通股
6.
該類別的已發行股份的數目
:
19,159,821,492
7.
大股東的名稱
:
JPMorgan Chase & Co.
8.
註冊辦事處
:
383 Madison Ave., New York, NY 10179, United States
9.
香港主要營業地點
:
N/A
15.
在哪一家交易所上市
:
New York Stock Exchange
16.
上市母公司的名稱及母公司在哪一家交易所上市
:
N/A
17.
有關事件的詳情
:
有關事件的簡述
以前/現時持有股份的身分
買/賣或涉及的股份數目
交易的貨幣
場內
場外
有關事件之前
有關事件之後
最高價(每股)
平均價(每股)
平均代價(每股)
代價的性質
好倉
1201
你的股份權益的百分率水平有所下降,原因是:
你完成出售股份
2201
你所控制的法團的權益
2201
你所控制的法團的權益
51,542,997
HKD
105.2000
100.7764
100.5741
3101
現金
淡倉
18.
緊接在有關事件之前的股份總數
:
股份總數
百分率數字(%)
好倉
1,551,636,678
8.09
淡倉
721,151,040
3.76
可供借出的股份
429,351,162
2.24
19.
緊接在有關事件之後的股份總數
:
股份總數
百分率數字(%)
好倉
1,500,093,681
7.82
淡倉
702,708,123
3.66
可供借出的股份
429,109,447
2.23
20.
以何種身分持有方格19所披露的權益
:
切合身分的代號
股份數目
2101
實益擁有人
好倉
812,056,097
淡倉
696,270,518
2102
投資經理
好倉
222,954,483
淡倉
6,437,605
2106
持有股份的保證權益的人
好倉
31,805,366
淡倉
0
2301
受託人
好倉
4,168,288
淡倉
0
2502
核准借出代理人
好倉
429,109,447
淡倉
0
21.
有關衍生權益的進一步資料
:
衍生工具的代號
股份數目
4101
上市衍生工具 - 以實物交收
好倉
47,074,682
淡倉
73,382,380
4102
上市衍生工具 - 以現金交收
好倉
3,290,836
淡倉
10,664,943
4105
非上市衍生工具 - 以實物交收
好倉
46,895,219
淡倉
50,008,369
4106
非上市衍生工具 - 以現金交收
好倉
268,917,472
淡倉
217,267,985
4103
上市衍生工具 - 可轉換文書
好倉
56,410,047
淡倉
25,730,776
22.
有關由大股東所控制的法團的權益的進一步資料
:
受控法團的名稱
地址及註冊成立地點
控權人士的姓名或名稱
控制百分率%
直接權益(Y/N)
股份數目
JPMorgan Securities (Thailand) Limited
548 One City Centre Building, 50th Floor, Ploenchit Road, Lumphini, Pathum Wan, Bangkok 10330 Thailand
PGW Limited
50.10
Y
好倉
17
淡倉
24,106
J.P. Morgan Securities LLC
383 Madison Ave. New York NY 10179 United States
J.P. Morgan Broker-Dealer Holdings Inc.
100.00
Y
好倉
327,488,787
淡倉
203,587,842
J.P. Morgan Private Wealth Advisors LLC
111 Pine Street San Francisco CA 94111 United States
JPMorgan Chase Holdings LLC
100.00
Y
好倉
4,282
淡倉
0
JPMORGAN ASSET MANAGEMENT (UK) LIMITED
60 Victoria Embankment London EC4Y0JP England
JPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED
100.00
Y
好倉
12,909,229
淡倉
1,011,122
JPMorgan Asset Management (Japan) Limited
Tokyo Building, 7-3 Marunouchi 2 Chome, Chiyoda-ku, Tokyo 100 6432 Japan
JPMorgan Asset Management (Asia) Inc.
100.00
Y
好倉
1,268,289
淡倉
36,800
J.P. Morgan Chase Bank Berhad
Level 18 Integra Tower The Intermark 348 Jalan Tun Razak, Wilayah Persekutuan Kuala Lumpur 50400 Malaysia
J.P. Morgan International Finance Limited
100.00
Y
好倉
0
淡倉
34,000,000
JPMorgan Chase Bank, National Association
1111 Polaris Parkway Columbus OH 43240 United States
JPMorgan Chase & Co.
100.00
Y
好倉
456,851,623
淡倉
16,550,000
JPMorgan Asset Management (Asia Pacific) Limited
19 & 20/F, Chater House 8 Connaught Road Central Hong Kong Hong Kong
JPMorgan Asset Management (Asia) Inc.
100.00
Y
好倉
72,564,391
淡倉
140,136
JPMorgan Asset Management (China) Company Limited
42F&43F 479 Lujiazui Ring Road China (Shanghai) Pilot Free Trade Zone Shanghai 200120 China
JPMorgan Asset Management Holdings Inc.
100.00
Y
好倉
1,419,972
淡倉
0
JPMorgan Asset Management (Taiwan) Limited
20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan. Taipei 110 Taiwan (Province of China)
JPMorgan Asset Management (Asia) Inc.
100.00
Y
好倉
2,025,824
淡倉
0
55I, LLC
One Liberty Square Suite 200 Boston MA 02109 United States
55 Institutional Partners, LLC
100.00
Y
好倉
968
淡倉
0
J.P. Morgan SE
TaunusTurm Taunustor 1 Frankfurt am Main Frankfurt 60310 Germany
J.P. Morgan International Finance Limited
100.00
Y
好倉
2,831,309
淡倉
374,342
J.P. MORGAN MARKETS LIMITED
25 Bank Street Canary Wharf London E14 5JP England
J.P. MORGAN FINANCIAL INVESTMENTS LIMITED
100.00
Y
好倉
12,196,203
淡倉
122,488
Highbridge Capital Management, LLC
277 Park Ave 23rd Floor New York NY 10172 United States
JPMorgan Asset Management Holdings Inc.
100.00
Y
好倉
5,836,259
淡倉
4,376,384
Almea 2 Segregated Portfolio Company
383 Madison Avenue New York NY 10179 United States
J.P. MORGAN MARKETS LIMITED
100.00
Y
好倉
122,488
淡倉
192,440
J.P. Morgan Investment Management Inc.
383 Madison Avenue New York NY 10179 United States
JPMorgan Asset Management Holdings Inc.
100.00
Y
好倉
99,012,609
淡倉
819,299
J.P. Morgan Prime Inc.
383 Madison Avenue New York NY 10179 United States
J.P. Morgan Securities LLC
100.00
Y
好倉
2,980,052
淡倉
2,980,052
Atacama Multimercado - Fundo de Investimento
Avenida Brigadeiro Faria Lima, 3729 - 14th Floor Itaim Bibi Sao Paulo 04538-905 Brazil
Banco J.P. Morgan S.A.
100.00
Y
好倉
80,550
淡倉
46,048
J.P. Morgan Structured Products B.V.
Luna Arena Herikerbergweg 238 Amsterdam 1101 CM Netherlands
J.P. Morgan International Finance Limited
100.00
Y
好倉
0
淡倉
767,525
JPMorgan Asset Management (Singapore) Limited
88 Market Street 30-00 CapitaSpring Singapore 048948 Singapore
JPMorgan Asset Management (Asia) Inc.
100.00
Y
好倉
12,647
淡倉
12,647
J.P. Morgan Trust Company of Delaware
500 Stanton Christiana Road Newark DE 19713-2107 United States
JPMorgan Chase Holdings LLC
100.00
Y
好倉
4,114,952
淡倉
0
J.P. Morgan Securities Singapore Private Limited
88 Market Street 30-00 CapitaSpring Singapore 048948 Singapore
J.P. Morgan International Holdings Limited
100.00
Y
好倉
2,583
淡倉
0
J.P. Morgan Alternative Asset Management, Inc.
383 Madison Avenue New York NY 10179 United States
JPMorgan Asset Management Holdings Inc.
100.00
Y
好倉
0
淡倉
25,216
J.P. MORGAN SECURITIES PLC
25 Bank Street Canary Wharf London E14 5JP England
J.P. MORGAN CAPITAL HOLDINGS LIMITED
100.00
Y
好倉
498,370,647
淡倉
437,641,676
PGW Limited
3/F, Bubhajit Building, 20 North Sathorn Road, Silom, Bangrak, Bangkok 10500 Thailand
J.P. Morgan Securities Thailand Holdings Limited
99.99
N
好倉
17
淡倉
24,106
J.P. Morgan Securities Thailand Holdings Limited
6, 7, 23-29/F Chater House 8 Connaught Road Central Hong Kong Hong Kong
J.P. Morgan International Holdings Limited
100.00
N
好倉
17
淡倉
24,106
J.P. Morgan International Holdings Limited
18F, 23-29/F Chater House 8 Connaught Road Central Hong Kong Hong Kong
J.P. Morgan International Finance Limited
100.00
N
好倉
2,600
淡倉
24,106
J.P. Morgan International Finance Limited
383 Madison Avenue New York NY 10179 United States
JPMorgan Chase Bank, National Association
100.00
N
好倉
501,285,106
淡倉
472,853,697
JPMorgan Chase Bank, National Association
1111 Polaris Parkway Columbus OH 43240 United States
JPMorgan Chase & Co.
100.00
N
好倉
501,285,106
淡倉
472,853,697
J.P. Morgan Broker-Dealer Holdings Inc.
4 Chase Metrotech Center 4th Floor Brooklyn NY 11245 United States
JPMorgan Chase Holdings LLC
100.00
N
好倉
330,468,839
淡倉
206,567,894
JPMorgan Chase Holdings LLC
383 Madison Avenue New York NY 10179 United States
JPMorgan Chase & Co.
100.00
N
好倉
541,956,952
淡倉
213,304,426
JPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED
60 Victoria Embankment London EC4Y0JP England
JPMorgan Asset Management Holdings Inc.
100.00
N
好倉
12,909,229
淡倉
1,011,122
JPMorgan Asset Management Holdings Inc.
383 Madison Avenue New York NY 10179 United States
JPMorgan Chase Holdings LLC
100.00
N
好倉
195,050,188
淡倉
6,421,604
JPMorgan Asset Management (Asia) Inc.
383 Madison Avenue New York NY 10179 United States
JPMorgan Asset Management Holdings Inc.
100.00
N
好倉
75,871,151
淡倉
189,583
55 Institutional Partners, LLC
One Liberty Square Suite 200 Boston MA 02109 United States
JPMorgan Asset Management Holdings Inc.
100.00
N
好倉
968
淡倉
0
J.P. MORGAN FINANCIAL INVESTMENTS LIMITED
25 Bank Street Canary Wharf London E14 5JP England
JPMorgan Chase Holdings LLC
100.00
N
好倉
12,318,691
淡倉
314,928
J.P. MORGAN MARKETS LIMITED
25 Bank Street Canary Wharf London E14 5JP England
J.P. MORGAN FINANCIAL INVESTMENTS LIMITED
100.00
N
好倉
122,488
淡倉
192,440
J.P. Morgan Securities LLC
383 Madison Ave. New York NY 10179 United States
J.P. Morgan Broker-Dealer Holdings Inc.
100.00
N
好倉
2,980,052
淡倉
2,980,052
Banco J.P. Morgan S.A.
AV. BRIGADEIRO FARIA LIMA, 3729 6-part,10-part, 11, 12-part 13-part, 14 E 15 floors Sao Paulo 04538-905 Brazil
J.P. Morgan International Finance Limited
99.64
N
好倉
80,550
淡倉
46,048
J.P. MORGAN CAPITAL HOLDINGS LIMITED
25 Bank Street Canary Wharf London E14 5JP England
J.P. Morgan International Finance Limited
100.00
N
好倉
498,370,647
淡倉
437,641,676
23.
有關由大股東與另一人共同持有的權益的進一步資料
:
聯合股東的姓名或名稱
地址
股份數目
24.
來自受託人、信託受益人或酌情信託成立人的進一步資料
:
信託的名稱
地址
與信託有關的身分代號
股份數目
N.A
此欄不會顯示個人地址
5101
信託的受託人
好倉
4,168,288
淡倉
0
25.
來自第317條所指的協議的一方的進一步資料(關於所需的進一步資料,請參閱註釋)
:
其他方的姓名或名稱
地址
股份數目
根據第317及318條,大股東持有權益的股份總數
26.
大股東或其董事慣於按照其指令行事的人士的詳情
:
姓名
地址
關係代號
百分率(%)
27.
補充資料
:
28.
過往的表格的編號/序號
:
29.
夾附/上載第317條所指的一致行動人士文件的數目
:
將本表格2送交存檔的日期
:
18/10/2024
(日 / 月 / 年)