表格 2 - 法團大股東通知
表格序號
:
CS20241017E00390
1.
有關事件的日期
:
14/10/2024
(日 / 月 / 年)
2.
大股東知悉有關事件/股份權益的日期(如在有關事件的日期之後)
:
16/10/2024
(日 / 月 / 年)
3.
股份代號
:
09988
4.
上市法團的名稱
:
Alibaba Group Holding Ltd. - W
5.
股份類別
:
普通股
6.
該類別的已發行股份的數目
:
19,159,821,492
7.
大股東的名稱
:
JPMorgan Chase & Co.
8.
註冊辦事處
:
383 Madison Ave., New York, NY 10179, United States
9.
香港主要營業地點
:
N/A
15.
在哪一家交易所上市
:
New York Stock Exchange
16.
上市母公司的名稱及母公司在哪一家交易所上市
:
N/A
17.
有關事件的詳情
:
有關事件的簡述
以前/現時持有股份的身分
買/賣或涉及的股份數目
交易的貨幣
場內
場外
有關事件之前
有關事件之後
最高價(每股)
平均價(每股)
平均代價(每股)
代價的性質
好倉
1101
你的股份權益的百分率水平有所上升,原因是:
你買入了股份
2201
你所控制的法團的權益
2201
你所控制的法團的權益
56,356,897
HKD
107.0000
105.0870
105.0267
3101
現金
淡倉
18.
緊接在有關事件之前的股份總數
:
股份總數
百分率數字(%)
好倉
1,495,279,781
7.80
淡倉
749,028,129
3.90
可供借出的股份
428,424,186
2.23
19.
緊接在有關事件之後的股份總數
:
股份總數
百分率數字(%)
好倉
1,551,636,678
8.09
淡倉
721,151,040
3.76
可供借出的股份
429,351,162
2.24
20.
以何種身分持有方格19所披露的權益
:
切合身分的代號
股份數目
2101
實益擁有人
好倉
889,341,972
淡倉
714,587,330
2102
投資經理
好倉
196,805,772
淡倉
6,563,710
2106
持有股份的保證權益的人
好倉
31,969,516
淡倉
0
2301
受託人
好倉
4,168,256
淡倉
0
2502
核准借出代理人
好倉
429,351,162
淡倉
0
21.
有關衍生權益的進一步資料
:
衍生工具的代號
股份數目
4101
上市衍生工具 - 以實物交收
好倉
45,072,582
淡倉
72,399,780
4102
上市衍生工具 - 以現金交收
好倉
3,294,398
淡倉
9,890,810
4105
非上市衍生工具 - 以實物交收
好倉
48,067,221
淡倉
48,932,975
4106
非上市衍生工具 - 以現金交收
好倉
278,183,408
淡倉
225,012,261
4103
上市衍生工具 - 可轉換文書
好倉
60,010,278
淡倉
25,844,388
22.
有關由大股東所控制的法團的權益的進一步資料
:
受控法團的名稱
地址及註冊成立地點
控權人士的姓名或名稱
控制百分率%
直接權益(Y/N)
股份數目
JPMorgan Securities (Thailand) Limited
548 One City Centre Building, 50th Floor, Ploenchit Road, Lumphini, Pathum Wan, Bangkok 10330 Thailand
PGW Limited
50.10
Y
好倉
443
淡倉
19,883
J.P. Morgan Securities LLC
383 Madison Ave. New York NY 10179 United States
J.P. Morgan Broker-Dealer Holdings Inc.
100.00
Y
好倉
408,248,609
淡倉
216,443,150
J.P. Morgan Private Wealth Advisors LLC
111 Pine Street San Francisco CA 94111 United States
JPMorgan Chase Holdings LLC
100.00
Y
好倉
4,282
淡倉
0
JPMORGAN ASSET MANAGEMENT (UK) LIMITED
60 Victoria Embankment London EC4Y0JP England
JPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED
100.00
Y
好倉
12,913,456
淡倉
1,015,350
JPMorgan Asset Management (Japan) Limited
Tokyo Building, 7-3 Marunouchi 2 Chome, Chiyoda-ku, Tokyo 100 6432 Japan
JPMorgan Asset Management (Asia) Inc.
100.00
Y
好倉
1,267,029
淡倉
35,540
J.P. Morgan Chase Bank Berhad
Level 18 Integra Tower The Intermark 348 Jalan Tun Razak, Wilayah Persekutuan Kuala Lumpur 50400 Malaysia
J.P. Morgan International Finance Limited
100.00
Y
好倉
0
淡倉
35,297,500
JPMorgan Chase Bank, National Association
1111 Polaris Parkway Columbus OH 43240 United States
JPMorgan Chase & Co.
100.00
Y
好倉
454,873,418
淡倉
16,550,000
JPMorgan Asset Management (Asia Pacific) Limited
19 & 20/F, Chater House 8 Connaught Road Central Hong Kong Hong Kong
JPMorgan Asset Management (Asia) Inc.
100.00
Y
好倉
72,716,537
淡倉
117,269
JPMorgan Asset Management (China) Company Limited
42F&43F 479 Lujiazui Ring Road China (Shanghai) Pilot Free Trade Zone Shanghai 200120 China
JPMorgan Asset Management Holdings Inc.
100.00
Y
好倉
1,419,972
淡倉
0
JPMorgan Asset Management (Taiwan) Limited
20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan. Taipei 110 Taiwan (Province of China)
JPMorgan Asset Management (Asia) Inc.
100.00
Y
好倉
2,036,224
淡倉
0
55I, LLC
One Liberty Square Suite 200 Boston MA 02109 United States
55 Institutional Partners, LLC
100.00
Y
好倉
968
淡倉
0
J.P. Morgan SE
TaunusTurm Taunustor 1 Frankfurt am Main Frankfurt 60310 Germany
J.P. Morgan International Finance Limited
100.00
Y
好倉
2,595,539
淡倉
238,690
J.P. MORGAN MARKETS LIMITED
25 Bank Street Canary Wharf London E14 5JP England
J.P. MORGAN FINANCIAL INVESTMENTS LIMITED
100.00
Y
好倉
23,294,619
淡倉
122,488
Highbridge Capital Management, LLC
277 Park Ave 23rd Floor New York NY 10172 United States
JPMorgan Asset Management Holdings Inc.
100.00
Y
好倉
5,836,259
淡倉
4,493,144
Almea 2 Segregated Portfolio Company
383 Madison Avenue New York NY 10179 United States
J.P. MORGAN MARKETS LIMITED
100.00
Y
好倉
122,488
淡倉
192,440
J.P. Morgan Investment Management Inc.
383 Madison Avenue New York NY 10179 United States
JPMorgan Asset Management Holdings Inc.
100.00
Y
好倉
74,909,529
淡倉
859,991
J.P. Morgan Prime Inc.
383 Madison Avenue New York NY 10179 United States
J.P. Morgan Securities LLC
100.00
Y
好倉
1,523,688
淡倉
1,523,688
Atacama Multimercado - Fundo de Investimento
Avenida Brigadeiro Faria Lima, 3729 - 14th Floor Itaim Bibi Sao Paulo 04538-905 Brazil
Banco J.P. Morgan S.A.
100.00
Y
好倉
80,807
淡倉
46,304
J.P. Morgan Structured Products B.V.
Luna Arena Herikerbergweg 238 Amsterdam 1101 CM Netherlands
J.P. Morgan International Finance Limited
100.00
Y
好倉
0
淡倉
767,525
J.P. Morgan Trust Company of Delaware
500 Stanton Christiana Road Newark DE 19713-2107 United States
JPMorgan Chase Holdings LLC
100.00
Y
好倉
4,114,920
淡倉
0
J.P. Morgan Securities Singapore Private Limited
88 Market Street 30-00 CapitaSpring Singapore 048948 Singapore
J.P. Morgan International Holdings Limited
100.00
Y
好倉
772
淡倉
0
J.P. Morgan Alternative Asset Management, Inc.
383 Madison Avenue New York NY 10179 United States
JPMorgan Asset Management Holdings Inc.
100.00
Y
好倉
0
淡倉
26,416
J.P. MORGAN SECURITIES PLC
25 Bank Street Canary Wharf London E14 5JP England
J.P. MORGAN CAPITAL HOLDINGS LIMITED
100.00
Y
好倉
485,677,119
淡倉
443,401,662
PGW Limited
3/F, Bubhajit Building, 20 North Sathorn Road, Silom, Bangrak, Bangkok 10500 Thailand
J.P. Morgan Securities Thailand Holdings Limited
99.99
N
好倉
443
淡倉
19,883
J.P. Morgan Securities Thailand Holdings Limited
6, 7, 23-29/F Chater House 8 Connaught Road Central Hong Kong Hong Kong
J.P. Morgan International Holdings Limited
100.00
N
好倉
443
淡倉
19,883
J.P. Morgan International Holdings Limited
18F, 23-29/F Chater House 8 Connaught Road Central Hong Kong Hong Kong
J.P. Morgan International Finance Limited
100.00
N
好倉
1,215
淡倉
19,883
J.P. Morgan International Finance Limited
383 Madison Avenue New York NY 10179 United States
JPMorgan Chase Bank, National Association
100.00
N
好倉
488,354,680
淡倉
479,771,564
JPMorgan Chase Bank, National Association
1111 Polaris Parkway Columbus OH 43240 United States
JPMorgan Chase & Co.
100.00
N
好倉
488,354,680
淡倉
479,771,564
J.P. Morgan Broker-Dealer Holdings Inc.
4 Chase Metrotech Center 4th Floor Brooklyn NY 11245 United States
JPMorgan Chase Holdings LLC
100.00
N
好倉
409,772,297
淡倉
217,966,838
JPMorgan Chase Holdings LLC
383 Madison Avenue New York NY 10179 United States
JPMorgan Chase & Co.
100.00
N
好倉
608,408,580
淡倉
224,829,476
JPMORGAN ASSET MANAGEMENT INTERNATIONAL LIMITED
60 Victoria Embankment London EC4Y0JP England
JPMorgan Asset Management Holdings Inc.
100.00
N
好倉
12,913,456
淡倉
1,015,350
JPMorgan Asset Management Holdings Inc.
383 Madison Avenue New York NY 10179 United States
JPMorgan Chase Holdings LLC
100.00
N
好倉
171,099,974
淡倉
6,547,710
JPMorgan Asset Management (Asia) Inc.
383 Madison Avenue New York NY 10179 United States
JPMorgan Asset Management Holdings Inc.
100.00
N
好倉
76,019,790
淡倉
152,809
55 Institutional Partners, LLC
One Liberty Square Suite 200 Boston MA 02109 United States
JPMorgan Asset Management Holdings Inc.
100.00
N
好倉
968
淡倉
0
J.P. MORGAN FINANCIAL INVESTMENTS LIMITED
25 Bank Street Canary Wharf London E14 5JP England
JPMorgan Chase Holdings LLC
100.00
N
好倉
23,417,107
淡倉
314,928
J.P. MORGAN MARKETS LIMITED
25 Bank Street Canary Wharf London E14 5JP England
J.P. MORGAN FINANCIAL INVESTMENTS LIMITED
100.00
N
好倉
122,488
淡倉
192,440
J.P. Morgan Securities LLC
383 Madison Ave. New York NY 10179 United States
J.P. Morgan Broker-Dealer Holdings Inc.
100.00
N
好倉
1,523,688
淡倉
1,523,688
Banco J.P. Morgan S.A.
AV. BRIGADEIRO FARIA LIMA, 3729 6-part,10-part, 11, 12-part 13-part, 14 E 15 floors Sao Paulo 04538-905 Brazil
J.P. Morgan International Finance Limited
99.64
N
好倉
80,807
淡倉
46,304
J.P. MORGAN CAPITAL HOLDINGS LIMITED
25 Bank Street Canary Wharf London E14 5JP England
J.P. Morgan International Finance Limited
100.00
N
好倉
485,677,119
淡倉
443,401,662
23.
有關由大股東與另一人共同持有的權益的進一步資料
:
聯合股東的姓名或名稱
地址
股份數目
24.
來自受託人、信託受益人或酌情信託成立人的進一步資料
:
信託的名稱
地址
與信託有關的身分代號
股份數目
N.A
此欄不會顯示個人地址
5101
信託的受託人
好倉
4,168,256
淡倉
0
25.
來自第317條所指的協議的一方的進一步資料(關於所需的進一步資料,請參閱註釋)
:
其他方的姓名或名稱
地址
股份數目
根據第317及318條,大股東持有權益的股份總數
26.
大股東或其董事慣於按照其指令行事的人士的詳情
:
姓名
地址
關係代號
百分率(%)
27.
補充資料
:
28.
過往的表格的編號/序號
:
29.
夾附/上載第317條所指的一致行動人士文件的數目
:
將本表格2送交存檔的日期
:
17/10/2024
(日 / 月 / 年)