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Form Serial Number: |
CS20240415E00386 |
1.
Date of relevant event: |
10/04/2024 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
12/04/2024 (dd/mm/yyyy)
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3.
Stock code: |
01880 |
4.
Name of listed corporation: |
China Tourism Group Duty Free Corporation Ltd. - H Shares |
5.
Class of shares: |
H Shares |
6.
Number of issued shares in class: |
116,383,500 |
7.
Name of substantial shareholder: |
JPMorgan Chase & Co. |
8.
Registered office: |
383 Madison Ave., New York, NY 10179, United States |
9.
Principal place of business in Hong Kong: |
N/A |
15.
Exchange on which listed: |
New York Stock Exchange |
16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
1101 | The percentage level of your interest in the shares has increased because: you purchased the shares |
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2201 | Interest of corporation controlled by you |
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2201 | Interest of corporation controlled by you |
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125,810 |
HKD |
75.1000 |
72.9403 |
72.9176 |
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Short position |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 9,188,517 | 7.89 |
Short position | 3,723,899 | 3.19 |
Lending Pool | 5,254,604 | 4.51 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 9,314,327 | 8.00 |
Short position | 3,683,347 | 3.16 |
Lending Pool | 5,242,104 | 4.50 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 4,039,123 | Short position | 3,683,347 |
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| Long position | 32,900 | Short position | 0 |
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| Long position | 200 | Short position | 0 |
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2502 | Approved lending agent |
| Long position | 5,242,104 | Short position | 0 |
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21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4102 | Listed derivatives - Cash settled |
| Long position | 0 | Short position | 1,700 |
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4105 | Unlisted derivatives - Physically settled |
| Long position | 31,140 | Short position | 140,927 |
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4106 | Unlisted derivatives - Cash settled |
| Long position | 2,118,800 | Short position | 29,500 |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
J.P. MORGAN MARKETS LIMITED | 25 Bank Street Canary Wharf London E14 5JP England | J.P. MORGAN FINANCIAL INVESTMENTS LIMITED | 100.00 | Y | Long position | 429 | Short position | 0 |
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J.P. Morgan Securities LLC | 383 Madison Ave. New York NY 10179 United States | J.P. Morgan Broker-Dealer Holdings Inc. | 100.00 | Y | Long position | 209,400 | Short position | 209,400 |
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J.P. Morgan Investment Management Inc. | 383 Madison Avenue New York NY 10179 United States | JPMorgan Asset Management Holdings Inc. | 100.00 | Y | Long position | 8,400 | Short position | 0 |
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J.P. Morgan Trust Company of Delaware | 500 Stanton Christiana Road Newark DE 19713-2107 United States | JPMorgan Chase Holdings LLC | 100.00 | Y | Long position | 200 | Short position | 0 |
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JPMorgan Chase Bank, National Association | 1111 Polaris Parkway Columbus OH 43240 United States | JPMorgan Chase & Co. | 100.00 | Y | Long position | 5,266,604 | Short position | 0 |
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J.P. MORGAN SECURITIES PLC | 25 Bank Street Canary Wharf London E14 5JP England | J.P. MORGAN CAPITAL HOLDINGS LIMITED | 100.00 | Y | Long position | 3,829,294 | Short position | 3,473,947 |
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J.P. MORGAN FINANCIAL INVESTMENTS LIMITED | 25 Bank Street Canary Wharf London E14 5JP England | JPMorgan Chase Holdings LLC | 100.00 | N | Long position | 429 | Short position | 0 |
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JPMorgan Chase Holdings LLC | 383 Madison Avenue New York NY 10179 United States | JPMorgan Chase & Co. | 100.00 | N | Long position | 218,429 | Short position | 209,400 |
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J.P. Morgan Broker-Dealer Holdings Inc. | 4 Chase Metrotech Center 4th Floor Brooklyn NY 11245 United States | JPMorgan Chase Holdings LLC | 100.00 | N | Long position | 209,400 | Short position | 209,400 |
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JPMorgan Asset Management Holdings Inc. | 383 Madison Avenue New York NY 10179 United States | JPMorgan Chase Holdings LLC | 100.00 | N | Long position | 8,400 | Short position | 0 |
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J.P. MORGAN CAPITAL HOLDINGS LIMITED | 25 Bank Street Canary Wharf London E14 5JP England | J.P. Morgan International Finance Limited | 100.00 | N | Long position | 3,829,294 | Short position | 3,473,947 |
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J.P. Morgan International Finance Limited | 383 Madison Avenue New York NY 10179 United States | JPMorgan Chase Bank, National Association | 100.00 | N | Long position | 3,829,294 | Short position | 3,473,947 |
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JPMorgan Chase Bank, National Association | 1111 Polaris Parkway Columbus OH 43240 United States | JPMorgan Chase & Co. | 100.00 | N | Long position | 3,829,294 | Short position | 3,473,947 |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
N.A | Addresses of individuals are not displayed. | | Long position | 200 | Short position | 0 |
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25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
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27.
Supplementary information: |
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28.
Log/Serial Number of the previous form: |
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29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
15/04/2024 (dd/mm/yyyy)
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