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Form Serial Number: |
CS20230510E00248 |
1.
Date of relevant event: |
05/05/2023 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
01579 |
4.
Name of listed corporation: |
Yihai International Holding Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
1,046,900,000 |
7.
Name of substantial shareholder: |
UBS Group AG |
8.
Registered office: |
BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND |
9.
Principal place of business in Hong Kong: |
52/F TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG |
15.
Exchange on which listed: |
SIX Swiss Exchange AG |
16.
Name of listed parent and exchange on which parent is listed: |
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17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
1201 | The percentage level of your interest in the shares has reduced because: you completed a sale of the shares |
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2201 | Interest of corporation controlled by you |
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159,000 |
HKD |
20.8500 |
20.4188 |
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Short position |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 62,894,616 | 6.01 |
Short position | 17,292,329 | 1.65 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 62,735,616 | 5.99 |
Short position | 17,292,329 | 1.65 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 62,735,616 | Short position | 17,292,329 |
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21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4105 | Unlisted derivatives - Physically settled |
| Long position | 0 | Short position | 16,000,000 |
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4106 | Unlisted derivatives - Cash settled |
| Long position | 3,237,513 | Short position | 753,385 |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
UBS AG | Bahnhofstrasse 45, Zürich, Switzerland | UBS Group AG | 100.00 | Y | Long position | 5,389,592 | Short position | 17,292,329 |
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UBS Switzerland AG | Bahnhofstrasse 45, Zürich, Switzerland | UBS Group AG | 100.00 | Y | Long position | 4,659,292 | Short position | 0 |
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UBS Asset Management (Americas) Inc. | Corporation Service Company, 251 Little Falls Drive, Wilmington, Delaware, USA | UBS Group AG | 100.00 | Y | Long position | 750,720 | Short position | 0 |
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UBS Asset Management (Australia) Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia | UBS Group AG | 100.00 | Y | Long position | 72,000 | Short position | 0 |
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UBS Asset Management (Deutschland) GmbH | Bockenheimer Landstrasse 2-4, Frankfurt am Main, Germany | UBS Group AG | 100.00 | Y | Long position | 47,000 | Short position | 0 |
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UBS Asset Management (Hong Kong) Ltd | 45, 47-52 Floors Two International Finance Centre 8 Finance Street Central, Hong Kong | UBS Group AG | 100.00 | Y | Long position | 6,283,000 | Short position | 0 |
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UBS Asset Management (Singapore) Ltd | 9 Penang Road, Singapore | UBS Group AG | 100.00 | Y | Long position | 400,000 | Short position | 0 |
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UBS Asset Management Switzerland AG | Bahnhofstrasse 45, Zürich, Switzerland | UBS Group AG | 100.00 | Y | Long position | 1,099,720 | Short position | 0 |
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UBS Asset Management (UK) Limited | 5 Broadgate, London, United Kingdom | UBS Group AG | 100.00 | Y | Long position | 1,463,000 | Short position | 0 |
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UBS Fund Management (Luxembourg) S.A. | 33A avenue J.F. Kennedy, Luxembourg | UBS Group AG | 100.00 | Y | Long position | 41,023,205 | Short position | 0 |
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UBS Fund Management (Switzerland) AG | Aeschenvorstadt 1, Basel, Switzerland | UBS Group AG | 100.00 | Y | Long position | 955,087 | Short position | 0 |
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UBS Asset Management (Shanghai) Limited | Rm 3715A-1, 37F (Partial), No.33, Hua Yuan Shi Qiao Road, Free Trade Zone, Shanghai, China | UBS Group AG | 100.00 | Y | Long position | 561,000 | Short position | 0 |
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UBS Asset Management Life Ltd | 5 Broadgate, London, United Kingdom | UBS Group AG | 100.00 | Y | Long position | 32,000 | Short position | 0 |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
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25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
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27.
Supplementary information: |
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28.
Log/Serial Number of the previous form: |
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29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
10/05/2023 (dd/mm/yyyy)
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