FORM 2 - Corporate Substantial Shareholder Notice
Form Serial Number: CS20230310E00179 
1. Date of relevant event: 08/03/2023
2. Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later):
3. Stock code: 06030
4. Name of listed corporation: 中信证券股份有限公司 - H股 
5. Class of shares: H Shares 
6. Number of issued shares in class: 2,620,076,855
7. Name of substantial shareholder: 广州越秀资本控股集团有限公司(Guangzhou Yuexiu Capital Holdings Company Limited) 
8. Registered office: Room 1002, Nansha Chengtou Building,106 Fengze East Road, Nansha District, Guangzhou, Guangdong, China
9. Principal place of business in Hong Kong: N/A 
15. Exchange on which listed:
16. Name of listed parent and exchange on which parent is listed: Guangzhou Yuexiu Capital Holdings Group Company Limited; Shenzhen Stock Exchange 
17. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Nature of consideration
Long position
1101The percentage level of your interest in the shares has increased because:
you purchased the shares
2101Beneficial owner
5,843,500 HKD 16.6600 16.5774
Short position 
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position287,021,19310.95
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position292,864,69311.18
20. Capacity in which interests disclosed in Box 19 are held:
Capacity codeNumber of shares
2201Interest of corporation controlled by you
Long position125,966,093
2101Beneficial owner
Long position166,898,600

21. Further information in respect of derivative interests:
Derivatives codeNumber of shares
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Yuexiu Financial International Holdings Limited28/F Yue Xiu Building,160 Lockhart Road,Wanchai,HKGuangzhou Yuexiu Capital Holdings Company Limited100.00Y
Long position125,966,093

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
24. Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust:
Names of trustAddressStatus codeNumber of shares
25. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
Total number of shares in which a substantial shareholder is interested under sections 317 and 318
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship CodePercentage (%)
27. Supplementary information:
28. Log/Serial Number of the previous form:
29. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 2: 10/03/2023