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Form Serial Number: |
CS20221003E00439 |
1.
Date of relevant event: |
01/09/2021 (dd/mm/yyyy)
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2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
02359 |
4.
Name of listed corporation: |
WuXi AppTec Co., Ltd. - H Shares |
5.
Class of shares: |
H Shares |
6.
Number of issued shares in class: |
389,089,196 |
7.
Name of substantial shareholder: |
HSBC Holdings plc |
8.
Registered office: |
8 Canada Square, London E14 5HQ, United Kingdom |
9.
Principal place of business in Hong Kong: |
1 Queen's Road Central, Hong Kong |
15.
Exchange on which listed: |
London, Hong Kong, Paris, New York, Bermuda |
16.
Name of listed parent and exchange on which parent is listed: |
N/A |
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17.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Nature of consideration
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Long position |
1213 | The percentage level of your interest in the shares has reduced because: any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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2302 | Custodian (other than an exempt custodian interest) |
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4,102,216 |
HKD |
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Short position |
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18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 25,282,006 | 6.49 |
Short position | 5,542,397 | 1.42 |
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19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 21,111,394 | 5.42 |
Short position | 5,522,536 | 1.41 |
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20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
| Long position | 14,995,530 | Short position | 0 |
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2201 | Interest of corporation controlled by you |
| Long position | 4,629,895 | Short position | 4,350,043 |
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| Long position | 313,476 | Short position | 0 |
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2302 | Custodian (other than an exempt custodian interest) |
| Long position | 1,073,593 | Short position | 1,073,593 |
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2106 | Person having a security interest in shares |
| Long position | 98,900 | Short position | 98,900 |
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21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4103 | Listed derivatives - Convertible instruments |
| Long position | 14,995,530 | Short position | 0 |
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4106 | Unlisted derivatives - Cash settled |
| Long position | 20,800 | Short position | 81,715 |
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22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
HSBC Asia Holdings Limited | 1 Queen's Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | HSBC Holdings plc | 100.00 | N | Long position | 15,757,465 | Short position | 171,955 |
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The Hongkong and Shanghai Banking Corporation Limited | 1 Queen's Road Central, Hong Kong SAR (Place of Incorporation: Hong Kong SAR) | HSBC Asia Holdings Limited | 100.00 | Y | Long position | 15,757,465 | Short position | 171,955 |
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HSBC Global Asset Management Limited | 8 Canada Square, London, United Kingdom E14 5HQ (Place of Incorporation: United Kingdom) | HSBC Holdings plc | 100.00 | N | Long position | 151,896 | Short position | 0 |
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HSBC Global Asset Management (UK) Limited | 8 Canada Square, London, United Kingdom E14 5HQ (Place of Incorporation: United Kingdom) | HSBC Global Asset Management Limited | 100.00 | N | Long position | 151,896 | Short position | 0 |
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HSBC Jintrust Fund Management Company Limited | 17F, HSBC Building, Shanghai ifc 8 Century Avenue, Pudong Shanghai China (Place of Incorporation: China) | HSBC Global Asset Management (UK) Limited | 49.00 | Y | Long position | 151,896 | Short position | 0 |
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HSBC Bank plc | 8 Canada Square, London, United Kingdom E14 5HQ (Place of Incorporation: United Kingdom) | HSBC Holdings plc | 100.00 | Y | Long position | 5,197,033 | Short position | 5,350,581 |
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HSBC Finance (Netherlands) | 8 Canada Square London United Kingdom E14 5HQ (Place of Incorporation: United Kingdom) | HSBC Holdings plc | 100.00 | N | Long position | 5,000 | Short position | 0 |
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HSBC Private Banking Holdings (Suisse) SA | Quai des Bergues 9-17 Geneva Switzerland 1201 (Place of Incorporation: Switzerland) | HSBC Finance (Netherlands) | 100.00 | N | Long position | 5,000 | Short position | 0 |
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HSBC Private Bank (Suisse) SA | Quai des Bergues 9-17 Geneva Switzerland 1201 (Place of Incorporation: Switzerland) | HSBC Private Banking Holdings (Suisse) SA | 100.00 | Y | Long position | 5,000 | Short position | 0 |
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23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
(private) | Addresses of individuals are not displayed. | | Long position | 14,995,530 | Short position | 0 |
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25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
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26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
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27.
Supplementary information: |
Disclosure triggered due to the change in the equity position where the percentage level of interest changed under one of the controlled corporations due to decrease in custody holdings from lending clients which have been lent to external borrower(s).
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28.
Log/Serial Number of the previous form: |
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29.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 2: |
03/10/2022 (dd/mm/yyyy)
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