|
Form Serial Number: |
CS20220610E00238 |
1.
Date of relevant event: |
07/06/2022 (dd/mm/yyyy)
|
2.
Date when the substantial shareholder becomes aware of the relevant event / interest in the shares (if later): |
09/06/2022 (dd/mm/yyyy)
|
3.
Stock code: |
01787 |
4.
Name of listed corporation: |
Shandong Gold Mining Co., Ltd. - H Shares |
5.
Class of shares: |
H Shares |
6.
Number of issued shares in class: |
858,986,178 |
7.
Name of substantial shareholder: |
JPMorgan Chase & Co. |
8.
Registered office: |
383 Madison Ave., New York, NY 10179, United States |
9.
Principal place of business in Hong Kong: |
N/A |
15.
Exchange on which listed: |
New York Stock Exchange |
16.
Name of listed parent and exchange on which parent is listed: |
N/A |
|
17.
Details of relevant event: |
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Nature of consideration
|
Long position |
1004 | You first acquire a notifiable interest because: you acquired a security interest in the shares |
|
2201 | Interest of corporation controlled by you |
|
2201 | Interest of corporation controlled by you |
|
11,811,212 |
HKD |
13.7800 |
13.6276 |
13.6595 |
|
Short position |
1403 | You came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased because: any other event (you must briefly describe the relevant event in the Supplementary Information box) | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
11,244,821 |
|
|
|
|
|
|
|
18.
Total shares immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 33,035,442 | 3.84 |
Short position | 7,358,565 | 0.85 |
Lending Pool | 24,210,653 | 2.81 |
|
|
19.
Total shares immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 44,846,654 | 5.22 |
Short position | 18,603,386 | 2.16 |
Lending Pool | 24,249,403 | 2.82 |
|
|
20.
Capacity in which interests disclosed in Box 19 are held: |
Capacity code | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 20,597,251 | Short position | 18,603,386 |
|
2502 | Approved lending agent |
| Long position | 24,249,403 | Short position | 0 |
|
|
|
|
21.
Further information in respect of derivative interests: |
Derivatives code | Number of shares |
4102 | Listed derivatives - Cash settled |
| Long position | 0 | Short position | 463,750 |
|
4106 | Unlisted derivatives - Cash settled |
| Long position | 6,533,850 | Short position | 2,304,331 |
|
|
|
22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
J.P. Morgan Securities LLC | 383 Madison Ave. New York NY 10179 United States | J.P. Morgan Broker-Dealer Holdings Inc. | 100.00 | Y | Long position | 3,888,056 | Short position | 3,888,056 |
|
JPMORGAN CHASE BANK, N.A. - LONDON BRANCH | 25 Bank Street Canary Wharf London E14 5JP England | JPMorgan Chase Bank, National Association | 100.00 | Y | Long position | 24,249,403 | Short position | 0 |
|
JPMorgan Chase Bank, National Association | 1111 Polaris Parkway Columbus OH 43240 United States | JPMorgan Chase & Co. | 100.00 | Y | Long position | 1 | Short position | 0 |
|
J.P. MORGAN SECURITIES PLC | 25 Bank Street Canary Wharf London E14 5JP England | J.P. MORGAN CAPITAL HOLDINGS LIMITED | 100.00 | Y | Long position | 16,709,194 | Short position | 14,715,330 |
|
J.P. Morgan Broker-Dealer Holdings Inc. | 4 Chase Metrotech Center 4th Floor Brooklyn NY 11245 United States | JPMorgan Chase Holdings LLC | 100.00 | N | Long position | 3,888,056 | Short position | 3,888,056 |
|
JPMorgan Chase Holdings LLC | 383 Madison Avenue New York NY 10179 United States | JPMorgan Chase & Co. | 100.00 | N | Long position | 3,888,056 | Short position | 3,888,056 |
|
JPMorgan Chase Bank, National Association | 1111 Polaris Parkway Columbus OH 43240 United States | JPMorgan Chase & Co. | 100.00 | N | Long position | 40,958,597 | Short position | 14,715,330 |
|
J.P. MORGAN CAPITAL HOLDINGS LIMITED | 25 Bank Street Canary Wharf London E14 5JP England | J.P. Morgan International Finance Limited | 100.00 | N | Long position | 16,709,194 | Short position | 14,715,330 |
|
J.P. Morgan International Finance Limited | 383 Madison Avenue New York NY 10179 United States | JPMorgan Chase Bank, National Association | 100.00 | N | Long position | 16,709,194 | Short position | 14,715,330 |
|
|
|
23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
Name of joint shareholder | Address | Number of shares |
| | |
|
|
24.
Further information from a trustee, a beneficiary of a trust, or a person who set up a discretionary trust: |
Names of trust | Address | Status code | Number of shares |
| | | |
|
|
25.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
| | |
Total number of shares in which a substantial shareholder is interested under sections 317 and 318 | |
|
|
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
Names | Address | Relationship Code | Percentage (%) |
| | | |
|
|
27.
Supplementary information: |
JP Morgan Chase & Co. came to have a short position of 1% or more in the shares, or the percentage level of your short position in such shares increased.
|
28.
Log/Serial Number of the previous form: |
|
29.
Number of concert party document(s) under section 317 attached/uploaded: |
|
Date of filing this Form 2: |
10/06/2022 (dd/mm/yyyy)
|
|
|
|
|